Shaun Devlin, LL.B.
Senior Vice-President, Member Regulation – Compliance
Shaun joined the MFDA in 2003 and has participated in the MFDA’s development since that date. He is responsible for the MFDA’s enforcement operations, including its Case Assessment, Investigation and Litigation activities. Shaun is also responsible for the MFDA’s investor outreach and educational activities.
Shaun has extensive regulatory experience as enforcement counsel with the Ontario Securities Commission and other financial regulators. He also has significant industry experience and has held compliance positions with banking, securities distribution and investment fund management organizations. Shaun has an LL.B. from York University and is Member of the Ontario Bar.