SRO Recognition

The MFDA is formally recognized as a self-regulatory organization (SRO) by the provincial securities regulatory authorities in Alberta, British Columbia, Manitoba, New Brunswick, Nova Scotia, Ontario, Prince Edward Island and Saskatchewan.

The current MFDA Recognition Orders are listed here:

Under the Recognition Orders, each of the Recognizing Regulators has imposed Terms and Conditions on the recognition of the MFDA. The MFDA has entered into a Co-operative Agreement with the Autorité des marchés financiers. A copy of that agreement can be viewed here: Co-operative Agreement.