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MFDA Career Opportunity

Enforcement Policy Counsel


The Mutual Fund Dealers Association of Canada is the self-regulatory organization for mutual fund dealers in Canada. The MFDA is committed to delivering responsible and effective regulation; strengthening collaboration, knowledge, and expertise; and promoting investor confidence.

The Enforcement Policy Counsel is part of the Enforcement team and reports directly to the Senior Vice President, Member Regulation, Enforcement.  The position performs a key function in ensuring the efficiency and effectiveness of enforcement activity.

Key Responsibilities

  • Developing written procedures and standard form document precedents for use by Enforcement staff.
  • Maintaining and revising operational manuals.
  • Conducting legal research
  • Working with the MFDA Policy Department on policy matters relating to the Enforcement Department.
  • Provide assistance to Enforcement staff on matter related to ongoing cases.
  • Coordinate and deliver employee training.

Education:

  • Member, in good standing of a Provincial/Territorial Bar
  • Completion of the Canadian Securities Course and either of the Branch Managers Course or the Chief Compliance Officers Qualifying Exam within two years of hiring

Knowledge:

  • Knowledge of securities and administrative law
  • The applicant should have a demonstrated interest in the securities industry

Please apply to:

Mutual Fund Dealers Association of Canada

E-mail: humanresources@mfda.ca

Website: www.mfda.ca

All applications will be treated on a confidential basis.

Reasonable Accommodations will be made to those qualified candidates with disabilities upon request.

We thank all applicants; however only those candidates selected for interviews will be contacted.