news-banner

MFDA Order

View and Download English PDF
Home › Order 201241 - RE: Rush, Robert Bruce




Order
File No. 201241






IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA


Re: Robert Bruce Rush



ORDER


WHEREAS on November 21, 2012, the Mutual Fund Dealers Association of Canada
(the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA By-law No.
1 in respect of a disciplinary proceeding commenced against Robert Bruce Rush (the
“Respondent”);

AND WHEREAS the Respondent delivered a Reply dated January 9, 2013;

AND WHEREAS the first appearance in this proceeding took place before a hearing
panel of the Pacific Regional Council of the MFDA (the “Hearing Panel”) on January 16, 2013;

AND WHEREAS the Respondent and counsel for Staff of the MFDA (“Staff”) made
submissions to the Hearing Panel at the first appearance with respect to scheduling and other
procedural matters;
Page 1 of 1

IT IS HEREBY ORDERED THAT:

1.
Staff shall deliver disclosure to the Respondent in accordance with Rule 10.1 of the
MFDA Rules of Procedure by February 15, 2013;

2.
The Respondent shall deliver disclosure to Staff in accordance with Rule 10.2 of the
MFDA Rules of Procedure on or before March 1, 2013;

3.
The parties shall exchange witness lists and witness statements in accordance with Rule
11 of the MFDA Rules of Procedure on or before March 22, 2013; and

4.
The hearing of this matter on its merits shall take place before the Hearing Panel on April
29 to May 1, 2013 at 10:00 a.m. (Pacific) each day, or as soon thereafter as the hearing can be
held, at a venue to be announced in Vancouver, British Columbia.


DATED this 16th day of January, 2013.

“Jean P. Whittow”
Jean P. Whittow, Q.C.,

Chair

“Elaine Davison”
Elaine Davison,

Industry Representative

“Cecilia Macharia”
Cecilia Macharia,
Industry Representative

Doc 328153
Page 2 of 2