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Order
File No. 201258





IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA


Re: Bradley Gerard Crompton



ORDER


WHEREAS on December 20, 2012, the Mutual Fund Dealers Association of Canada
(the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA By-law No.
1 in respect of a disciplinary proceeding commenced against Bradley Gerard Crompton (the
“Respondent”);

AND WHEREAS on June 13, 2013, an appearance in this proceeding took place by
teleconference before a hearing panel of the Central Regional Council of the MFDA (the
“Hearing Panel”);

AND WHEREAS Staff of the MFDA and counsel for the Respondent made submissions
to the Hearing Panel with respect to scheduling and other procedural matters;

IT IS HEREBY ORDERED THAT a further appearance by teleconference shall take
place before the Hearing Panel on August 29, 2013 commencing at 10:00 a.m. (Eastern), or as
soon thereafter as the matter can be heard.

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DATED this 13th day of June, 2013.

“Mark J. Sandler”
Mark J. Sandler,

Chair

“Nick Pallotta”
Nick Pallotta,

Industry Representative

“Selwyn Kossuth”
Selwyn Kossuth,
Industry Representative

DM 344324 v2

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