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Order
File No. 201326






IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA


Re: Murray Arnold Greenberg and Katrina Anne Powell



ORDER
(Katrina Anne Powell)



WHEREAS on July 2, 2013, the Mutual Fund Dealers Association of Canada (the
“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA By-law No. 1 in
respect of a disciplinary proceeding commenced against Murray Arnold Greenberg
(“Greenberg”) and Katrina Anne Powell (“Powell”);

AND WHEREAS on September 17, 2013, a first appearance in this proceeding took
place by teleconference before a Hearing Panel of the Prairie Regional Council of the MFDA
(the “Hearing Panel”);

AND WHEREAS on February 25, 2014, the Hearing Panel commenced a hearing of this
matter on its merits (the “Hearing”);

AND WHEREAS on February 26, 2014, Powell attended the Hearing at which time she
requested an adjournment of the Hearing;
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AND WHEREAS Staff of the MFDA (“Staff”) consented to the request for an
adjournment;

IT IS HEREBY ORDERED THAT:

1.
The hearing of this matter on its merits is adjourned to May 8, 2014 at 9:00 a.m.
(Mountain) or as soon thereafter as the matter can be heard, in the hearing room located at Dicta
Court Reporting Inc., 760, 1015-4 Street SW, Calgary, Alberta.

DATED this 26th day of February, 2014.

“Alan V. M. Beattie”
Alan V. M. Beattie

Chair

“M. Elaine Bradley”
M. Elaine Bradley

Industry Representative

“Daniele Ayers”

Daniele Ayers

Industry Representative

DM 376159 v2

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