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Order
File No. 201255 & 201258





IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA


Re: William Morris Adams, Bradley Gerard Crompton, Michelle Ann
Crompton, William Craig Henderson and Ian Omar Webster



ORDER



WHEREAS on December 20, 2012, the Mutual Fund Dealers Association of Canada
(the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA By-law No.
1 in respect of a disciplinary proceeding commenced against Bradley Gerard Crompton;

AND WHEREAS on October 18, 2013 the MFDA issued a Notice of Hearing pursuant
to sections 20 and 24 of MFDA By-law No. 1 in respect of a disciplinary proceeding commenced
against William Morris Adams, Michelle Ann Crompton, William Craig Henderson and Ian
Omar Webster;

AND WHEREAS on October 28, 2014, an appearance in both proceedings took place by
teleconference before a Hearing Panel of the Central Regional Council of the MFDA (the
“Hearing Panel”);

AND WHEREAS the parties made submissions to the Hearing Panel at the appearance
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with respect to scheduling and other procedural matters;

IT IS HEREBY ORDERED THAT:

1.
A hearing of this matter on its merits shall take place before the Hearing Panel on
March 9 to 12, 2015, commencing at 10:00 a.m. (Eastern), each day, or as soon thereafter
as the matter can be heard, in the hearing room located at 121 King Street West, Suite
1000, Toronto, Ontario.


DATED this 28th day of October, 2014.

“Mark J. Sandler”
Mark J. Sandler

Chair

“Nick Pallotta”
Nick Pallotta

Industry Representative

“Selwyn Kossuth”
Selwyn Kossuth

Industry Representative

DM 400855 v1
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