| Regarding | Location | Date of Issue and Document Type | |
|---|---|---|---|
FundEX Investments Inc. (File No. 200932) | Toronto, ON | Nov. 20/12 | Case Summary (Hearing Panel Approves Settlement With FundEX Investments Inc.) |
| May 09/12 | News Release (MFDA Hearing Panel issues Reasons for Decision in the matters of Investia Financial Services Inc. and FundEX Investments Inc.) | ||
| Mar. 26/12 | Reasons for Decision | ||
| Jan. 27/12 | News Release (MFDA Hearing Panel approves Settlement Agreement with FundEX Investments Inc.) | ||
| Jan. 27/12 | Order | ||
| Dec. 16/11 | News Release (MFDA issues Notice of Settlement Hearing in respect of FundEX Investments Inc.) | ||
| Dec. 16/11 | Notice of Settlement Hearing | ||
| Dec. 16/11 | Settlement Agreement | ||
