MFDA Completed Hearings

HomeCompleted Hearings › Case 200932 - FundEX Investments Inc.
RegardingLocationDate of Issue and Document Type

FundEX Investments Inc.

(File No. 200932)

Toronto, ON

Nov. 20/12Case Summary (Hearing Panel Approves Settlement With FundEX Investments Inc.)
May 09/12News Release (MFDA Hearing Panel issues Reasons for Decision in the matters of Investia Financial Services Inc. and FundEX Investments Inc.)
Mar. 26/12Reasons for Decision
Jan. 27/12News Release (MFDA Hearing Panel approves Settlement Agreement with FundEX Investments Inc.)
Jan. 27/12Order
Dec. 16/11News Release (MFDA issues Notice of Settlement Hearing in respect of FundEX Investments Inc.)
Dec. 16/11Notice of Settlement Hearing
Dec. 16/11Settlement Agreement