MFDA Completed Hearings

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RegardingLocationDate of Issue and Document Type

Bautista, Jose Luis

(File No. 201143)

Toronto, ON

Sept. 30/12Case Summary (Hearing Panel imposes a Permanent Prohibition and a fine of $150,000 on Jose Luis Bautista)
Aug. 29/12News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Jose Bautista)
July 24/12Reasons for Decision
July 12/12News Release (MFDA Hearing Panel makes findings against Jose Bautista)
July 12/12Order
Feb. 24/12News Release (MFDA sets date for Hearing on the Merits in the matter of Jose Bautista)
Feb. 24/12Order
Feb. 08/12News Release (MFDA announces disciplinary proceeding in respect of Jose Luis Bautista)
Jan. 23/12Notice of Hearing