MFDA Completed Hearings
HomeCompleted Hearings › Case 201202 - Lam, Alex
RegardingLocationDate of Issue and Document Type

Lam, Alex

(File No. 201202)

Toronto, ON

Nov. 19/12Case Summary (Hearing Panel Accepts Settlement with Alex Wai Yuk Lam)
Oct. 15/12News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Alex Lam)
Sept. 17/12Reasons for Decision
Sept. 11/12News Release (MFDA Hearing Panel accepts Settlement Agreement with Alex Lam)
Sept. 11/12Order
Sept. 05/12News Release (MFDA issues Notice of Settlement Hearing in respect of Alex Wai Yuk Lam)
Sept. 05/12Notice of Settlement Hearing
Sept. 04/12Settlement Agreement
Aug. 08/12News Release (MFDA sets date for Hearing on the Merits in the matter of Alex Lam)
July 09/12News Release (MFDA announces disciplinary proceeding in respect of Alex Lam)
June 28/12Notice of Hearing