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Regarding Location Date of Issue and Document Type

Roy, Duane

(File No. 201343)

Toronto, ON

Apr. 21/15 Case Summary (Hearing Panel Accepts Settlement Agreement with Duane Roy)
March 26/14 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Duane Roy)
March 24/14 Reasons for Decision
March 7/14 News Release (MFDA Hearing Panel approves Settlement Agreement with Duane Roy)
March 6/14 Order
Dec. 20/13 News Release (MFDA issues Notice of Settlement Hearing in respect of Duane Roy )
Dec. 16/13 Notice of Settlement Hearing
Dec. 05/13 Settlement Agreement