MFDA Completed Hearings

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RegardingLocationDate of Issue and Document Type

Shaw, Robert Andrew

(File No. 201359)

Toronto, ON

Apr. 21/15Case Summary (Hearing Panel Imposes Penalties on Robert Andrew Shaw)
Nov. 03/14News release (MFDA Hearing Panel imposes fine and issues Reasons for Decision in the matter of Robert Shaw)
Nov. 03/14Reasons for Decision
Nov. 03/14Order
July 23/14News Release (MFDA Hearing Panel makes findings against Robert Shaw)
April 02/14News Release (MFDA sets date for Hearing on the Merits in the matter of Robert Shaw)
April 02/14Order
Feb. 03/14News Release (MFDA announces disciplinary proceeding in respect of Robert Shaw)
Jan. 29/14Notice of Hearing