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MFDA Completed Hearings
HomeCompleted Hearings › Case 201420 - Roche, Blair
Regarding Location Date of Issue and Document Type

Roche, Blair

(File No. 201420)

Calgary

Apr. 21/15 Case Summary (Hearing Panel Accepts Settlement Agreement with Blair Stonewall Jackson Roche)
Nov. 18/14 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Blair Roche)
Nov. 17/14 Reasons for Decision
Oct. 03/14 News Release (MFDA Hearing Panel approves Settlement Agreement with Blair Roche)
Oct. 02/14 Order
Sept. 30/14 News Release (MFDA announces settlement hearing to take place in the matter of Blair Roche)
Sept. 30/14 Settlement Agreement
Aug. 20/14 News Release (MFDA sets date for Hearing on the Merits in the matter of Blair Roche)
Aug. 20/14 Order
July 24/14 News Release (MFDA announces disciplinary proceeding in respect of Blair Roche)
July 14/14 Notice of Hearing