MFDA Completed Hearings

HomeCompleted Hearings › Case 201426 - Stuart, Marilyn Dianne
RegardingLocationDate of Issue and Document Type

Stuart, Marilyn Dianne

(File No. 201426)

Markham, ON

Jan. 28/20Enforcement Bulletin #0805-E – Update on Marilyn Dianne Stuart and W.H. Stuart Mutuals Ltd.
Feb. 23/17Case Summary (Hearing Panel Imposes Penalties on W.H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
May 16/16News Release (MFDA Hearing Panel issues Decision and Reasons (Penalty) in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
May 16/16Decision and Reasons (Penalty)
May 16/16Order
Apr. 29/16News Release (MFDA Hearing Panel imposes sanctions on W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Apr. 28/16News Release (MFDA amends hearing start time in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Apr. 25/16News Release (MFDA Hearing Panel makes findings and issues Decision and Reasons (Misconduct) in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Apr. 25/16Decision and Reasons (Misconduct)
Feb. 19/16News Release (MFDA commences Hearing on the Merits in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Dec. 17/15News Release (MFDA Hearing Panel sets date for Hearing on the Merits in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Dec. 17/15Order
Nov. 09/15News Release (MFDA Hearing Panel schedules next appearance in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Oct. 09/15News Release (MFDA Hearing Panel schedules next appearance in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Oct. 06/15Order
June 24/15News Release (MFDA Hearing Panel schedules next appearance in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
June 24/15Order
Mar. 12/15News Release (MFDA Hearing Panel confirms next appearance in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Jan. 06/15News Release (MFDA Hearing Panel schedules next appearance in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Jan. 06/15Order
Nov. 28/14News Release (MFDA announces disciplinary proceeding in respect of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Nov. 27/14Notice of Hearing