MFDA Completed Hearings

HomeCompleted Hearings › Case 201544 - Weller, James
RegardingLocationDate of Issue and Document Type

Weller, James

(File No. 201544)

Toronto, ON

Mar. 28/16Case Summary (Hearing Panel Imposes Penalties on James Weller)
Feb. 22/16News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of James Weller)
Feb. 19/16Reasons for Decision
Nov. 26/15News Release (MFDA Hearing Panel approves three Settlement Agreements)
Nov. 26/15Order
Oct. 20/15News Release (MFDA issues Notice of Settlement Hearing in respect of James Weller)
Oct. 09/15Notice of Settlement Hearing
Sept. 27/15Settlement Agreement