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MFDA Completed Hearings

Regarding Location Date of Issue Document Type
FundEX Investments Inc.
File No. 2016110
All Jurisdictions November 7, 2019 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of FundEX Investments Inc.)
November 6, 2019 Reasons For Decision
September 13, 2019 News Release (MFDA Hearing Panel approves settlement agreement with FundEX Investments Inc.)
September 12, 2019 Order
August 30, 2019 News Release (MFDA issues Notice of Settlement Hearing in respect of FundEX Investments Inc.)
August 30, 2019 Notice of Settlement Hearing
August 15, 2019 Settlement Agreement
October 25, 2018 News Release (MFDA adjourns Hearing on the Merits in the matter of FundEX Investments Inc.)
August 15, 2018 News Release (MFDA sets date for Hearing on the Merits in the matter of FundEX Investments Inc.)
August 13, 2018 News Release (MFDA adjourns Hearing on the Merits in the matter of FundEX Investments Inc.)
May 31, 2018 News Release (MFDA Hearing Panel adjourns Hearing on the Merits in the matter of FundEX Investments Inc.)
February 26, 2018 News Release (MFDA adjourns Hearing on the Merits in the matter of FundEX Investments Inc.)
February 20, 2018 News Release (MFDA amends hearing dates in the matter of FundEX Investments Inc.)
August 2, 2017 News Release (MFDA sets dates for Hearing on the Merits in the matter of FundEX Investments Inc.)
June 26, 2017 News Release (MFDA announces disciplinary proceeding in respect of FundEX Investments Inc.)
June 7, 2017 Notice of Hearing