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Regarding Location Date of Issue and Document Type

HollisWealth Advisory Services Inc.

(File No. 2016116)

Toronto

Mar. 14/17News Release (MFDA Hearing Panel accepts settlement agreement with HollisWealth Advisory Services Inc.)
Mar. 7/17Order
Jan. 25/17News Release (MFDA issues Notice of Settlement Hearing in respect of HollisWealth Advisory Services Inc.)
Jan. 20/17Settlement Agreement
Dec. 25/16Notice of Settlement Hearing