MFDA Completed Hearings

HomeCompleted Hearings › Case 201626 - WFG Securities Inc.
RegardingLocationDate of Issue and Document Type

WFG Securities Inc.

(File No. 201626)

Toronto, ON

June 02/16Case Summary (Hearing Panel Imposes Penalties on WFG Securities Inc.)
June 02/16News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of WFG Securities Inc.)
June 02/16Reasons for Decision
May 04/16News Release (MFDA Hearing Panel accepts settlement agreement with WFG Securities Inc.)
May 04/16Settlement Agreement
May 04/16Order
Apr. 25/16News Release (MFDA issues Notice of Settlement Hearing in respect of WFG Securities Inc.)
Apr. 21/16Notice of Settlement Hearing