MFDA Completed Hearings

HomeCompleted Hearings › 201775 - Sun Life Financial Investment Services (Canada) Inc.
RegardingLocationDate of Issue and Document Type

Sun Life Financial Investment Services (Canada) Inc.

(File No. 201775)

Toronto, ON

Mar. 6/18News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Sun Life Financial Investment Services (Canada) Inc.)
Mar. 5/18Reasons for Decision
Dec. 21/17News Release (MFDA Hearing Panel approves settlement agreement with Sun Life Financial Investment Services (Canada) Inc.)
Dec. 20/17News Release (MFDA Hearing Panel reserves judgment at settlement hearing in respect of Sun Life Financial Investment Services (Canada) Inc.)
Dec. 20/17Order
Dec. 18/17Settlement Agreement
Dec. 18/17News Release (MFDA issues Notice of Settlement Hearing in respect of Sun Life Financial Investment Services (Canada) Inc.)
Dec. 15/17Notice of Settlement Hearing