Hearings Schedule

In the Matter of Will Take Place Type Date and Time
Nand Kishor Singh Gusain

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Sep 27, 2018
9:00 am
(Eastern)
Bernard Ho

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Sep 27, 2018
10:00 am
(Eastern)
Ghassan Alathamna

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Sep 27, 2018
10:00 am
(Eastern)
Bradley Stafford Blake

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Sep 27, 2018
10:00 am
(Eastern)
Sunil Chugh

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Sep 27, 2018
10:00 am
(Eastern)
Sarah Del Rosario

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Sep 27, 2018
10:00 am
(Eastern)
Darrel McIntyre

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street
Vancouver, British Columbia

Settlement Hearing Sep 27, 2018
10:00 am
(Pacific)
Gerald Letourneau

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Sep 27, 2018
10:00 am
(Eastern)
William Martin

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Sep 27, 2018
10:00 am
(Eastern)
Percy Poon

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Sep 28, 2018
11:00 am
(Eastern)
Dino DeRosa

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Oct 1, 2018 - Oct 5, 2018
10:00 am
(Eastern)
Shafique Hirani

Hearing Panel of the MFDA Prairie Regional Council
- Via Teleconference -

Appearance Oct 1, 2018
10:00 am
(Mountain)
James Scholes

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street
Vancouver, British Columbia

Settlement Hearing Oct 2, 2018
10:00 am
(Pacific)
Novelette Graham-Hart

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Oct 4, 2018
10:00 am
(Eastern)
Valorie McManes

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.
Calgary, Alberta

Hearing on the Merits Oct 5, 2018
9:30 am
(Mountain)
Mohamad Mohtaz Sawwaf

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Oct 9, 2018
12:00 am
(Eastern)
Brian Greigson

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Oct 9, 2018
9:00 am
(Eastern)
Ismail Cassim

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Oct 9, 2018
9:00 am
(Eastern)
Marc Bodson

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Oct 10, 2018
10:00 am
(Eastern)
Rafal Rosicki

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Oct 11, 2018
10:00 am
(Eastern)
William Joe Yau Chan

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Oct 12, 2018
10:00 am
(Eastern)
Saveth Law

Hearing Panel of the MFDA Prairie Regional Council
- Via Teleconference -

First Appearance Oct 15, 2018
9:30 am
(Mountain)
Jon Snelson

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Oct 15, 2018 - Oct 19, 2018
10:00 am
(Eastern)
Shafique Hirani

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.
Calgary, Alberta

Hearing on the Merits Oct 15, 2018 - Oct 19, 2018
10:00 am
(Mountain)
Richard Charles Rhodes

MFDA Prairie Regional Council
- Via Teleconference -

Appearance Oct 16, 2018
9:30 am
(Mountain)
Alfredo Pino

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Oct 22, 2018 - Oct 24, 2018
10:00 am
(Eastern)
Azmina Suleman

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.
Calgary, Alberta

Hearing on the Merits Oct 23, 2018
9:30 am
(Mountain)
Lenore Tochor

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Renaissance Edmonton Airport Hotel
4236 36th Street East
Edmonton International Airport
Edmonton, Alberta

Settlement Hearing Oct 24, 2018
10:00 am
(Mountain)
Juliana Gonzalez

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Oct 25, 2018
10:00 am
(Eastern)
Daniel Botha

Hearing Panel of the MFDA Prairie Regional Council
- Via Teleconference -

Appearance Oct 25, 2018
10:00 am
(Mountain)
Adrienne Simmons

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Oct 25, 2018
10:00 am
(Eastern)
Robert Loney

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Oct 26, 2018
10:00 am
(Eastern)
FundEX Investments Inc.

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Oct 26, 2018
10:00 am
(Eastern)
Donald McIntyre

Hearing Panel of the MFDA Prairie Regional Council
Saskatoon, Saskatchewan
- Venue to be Announced -

Hearing on the Merits Oct 29, 2018
10:00 am
(Central)
Lubomir Chovancak

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.
Calgary, Alberta

Settlement Hearing Oct 30, 2018
9:30 am
(Mountain)
Robert Copland

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Oct 30, 2018
10:00 am
(Eastern)
Raymond Louis Blais

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Nov 5, 2018 - Nov 7, 2018
10:00 am
(Eastern)
Nerisa Lat Villegas

Hearing Panel of the MFDA Prairie Regional Council
Saskatoon, Saskatchewan
- Venue to be Determined -

Settlement Hearing Nov 8, 2018
10:00 am
(Central)
Raymond Louis Blais

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Nov 9, 2018
10:00 am
(Eastern)
David Terrance Fredrickson

Hearing Panel of the MFDA Prairie Regional Council
- Venue to be Determined -
Winnipeg, Manitoba

Hearing on the Merits Nov 9, 2018
10:00 am
(Central)
Emily Yu

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street
Vancouver, British Columbia

Hearing on the Merits Nov 12, 2018 - Nov 14, 2018
10:00 am
(Pacific)
Yuk Hang Sam Cheung

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Nov 14, 2018 - Nov 15, 2018
9:00 am
(Eastern)
Lee Scott McIvor

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Manitoba Securities Commission
400 St Mary Avenue
Winnipeg, Manitoba

Settlement Hearing Nov 19, 2018
10:30 am
(Mountain)
Leo Lam

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.
Calgary, Alberta

Hearing on the Merits Nov 22, 2018
10:30 am
(Mountain)
Ryan Corcoran

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Nov 28, 2018
10:00 am
(Eastern)
Luigi Cristiano Congi

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Nov 29, 2018
10:00 am
(Eastern)
Nicholas Del Plavignano

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Nov 29, 2018
10:00 am
(Eastern)
Graham Coltart

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Nov 29, 2018
10:00 am
(Eastern)
Isaac Muhima

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Nov 29, 2018
10:00 am
(Eastern)
Diego Gonzalez Borrero

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Nov 29, 2018
10:00 am
(Eastern)
Johnson Tit Pang Fu

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Nov 29, 2018
10:00 am
(Eastern)
Patrick Hugh Lumbers

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Dec 13, 2018
10:00 am
(Eastern)
Rajbir Singh

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Dec 19, 2018
9:00 am
(Eastern)
Joseph Sask

Hearing Panel of the MFDA Prairie Regional Council
Edmonton, Alberta
- Venue to be Announced -

Hearing on the Merits Jan 15, 2019 - Jan 17, 2019
10:00 am
(Mountain)
Danny Rana

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jan 16, 2019 - Jan 17, 2019
10:00 am
(Eastern)
Robert Copland

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jan 29, 2019
10:00 am
(Eastern)
Bradley Archer

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jan 31, 2019
10:00 am
(Eastern)
Neil Kumar

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Feb 7, 2019
10:00 am
(Eastern)
David Gordon

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street
Vancouver, British Columbia

Hearing on the Merits Feb 26, 2019 - Feb 27, 2019
10:00 am
(Pacific)
John Lucescu

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Feb 28, 2019
10:00 am
(Eastern)