Hearings Schedule

In the Matter of Will Take Place Type Date and Time
Paula Louise Kendrick

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.
Calgary, Alberta

Hearing on the Merits Oct 17, 2017
10:00 am
(Mountain)
Rhys Martell

Hearing Panel of the MFDA Pacific Regional Council
650 West Georgia Street, Suite 1220
Vancouver, British Columbia
- Via Teleconference -

First Appearance Oct 19, 2017
10:00 am
(Pacific)
Claude Fox-Revett

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Oct 24, 2017 - Oct 27, 2017
10:00 am
(Eastern)
Shafique Hirani

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.
Calgary, Alberta
- Via Teleconference -

Appearance Oct 24, 2017
10:00 am
(Mountain)
Mervin Visneskie

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Oct 24, 2017
10:00 am
(Eastern)
Dean Owen

Hearing Panel of the MFDA Prairie Regional Council
- Via Teleconference -

First Appearance Oct 24, 2017
10:30 am
(Mountain)
Aranpreet Kaur Bhullar

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Oct 26, 2017
9:00 am
(Eastern)
Stephen Pilkey

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Oct 26, 2017
10:00 am
(Eastern)
Patricia Wilson

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Oct 26, 2017
10:00 am
(Eastern)
Laverne Peters

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Oct 26, 2017
10:00 am
(Eastern)
Martine Yargeau

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Oct 26, 2017
10:00 am
(Eastern)
Donald Wayne O’Connor

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.
Calgary, Alberta
- Via Teleconference -

Appearance Oct 27, 2017
10:00 am
(Mountain)
Alfredo Pino

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Appearance Oct 27, 2017
10:00 am
(Eastern)
Jason Savoy

Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission
5251 Duke Street, Suite 400, Duke Tower
Halifax, Nova Scotia

Settlement Hearing Nov 2, 2017
10:00 am
(Atlantic)
Ryan Dibbley

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Nov 7, 2017
10:00 am
(Eastern)
Valorie McManes

Hearing Panel of the MFDA Prairie Regional Council
- Via Teleconference -

First Appearance Nov 8, 2017
10:00 am
(Mountain)
Kenneth Power

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.
Calgary, Alberta

Settlement Hearing Nov 9, 2017
9:00 am
(Mountain)
Harold Backer

Hearing Panel of the MFDA Pacific Regional Council
650 West Georgia Street, Suite 1220
Vancouver, British Columbia
- Via Teleconference -

First Appearance Nov 9, 2017
1:30 pm
(Pacific)
Sebastian Encalada

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Nov 14, 2017
9:00 am
(Eastern)
Byron Daues

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Nov 14, 2017
10:00 am
(Eastern)
Tracey Greenwood

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Nov 14, 2017
10:00 am
(Eastern)
James Edward Curtis

Hearing Panel of the MFDA Central Regional Council
Kitchener, Ontario
- Venue to be Announced -

Hearing on the Merits Nov 15, 2017
10:00 am
(Eastern)
Romina Romano

Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -

Hearing on the Merits Nov 22, 2017
10:00 am
(Pacific)
Larry Williams

MFDA Pacific Regional Council
- via Teleconference -

First Appearance Nov 23, 2017
10:00 am
(Pacific)
Shahin Golestani

Hearing Panel of the MFDA Pacific Regional Council
650 West Georgia Street, Suite 1220
Vancouver, British Columbia
- Via Teleconference -

First Appearance Nov 29, 2017
10:00 am
(Pacific)
Sarah Del Rosario

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Nov 30, 2017
9:00 am
(Eastern)
Edison Benoit

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Nov 30, 2017
10:00 am
(Eastern)
Pierre Boucher

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Nov 30, 2017
10:00 am
(Eastern)
Mark Jennings

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Nov 30, 2017
10:00 am
(Eastern)
Larry McBain

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Nov 30, 2017
10:00 am
(Eastern)
Alfredo Pino

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Dec 4, 2017 - Dec 6, 2017
10:00 am
(Eastern)
Bernd Niermann

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Dec 11, 2017
10:00 am
(Eastern)
International Capital Management Inc., John Paul Sanchez and Javier Andreas Sanchez

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Dec 11, 2017 - Dec 15, 2017
10:00 am
(Eastern)
Nathan Breukelman

MFDA Central Regional Council
- via Teleconference -

First Appearance Dec 12, 2017
9:00 am
(Eastern)
Suping Yan

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Dec 14, 2017
10:00 am
(Eastern)
Stefan Markus

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Dec 14, 2017
10:00 am
(Eastern)
Luke Bedard

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Dec 14, 2017
10:00 am
(Eastern)
Adrian Lo

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Dec 14, 2017
10:00 am
(Eastern)
Paul Gill

Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Determined -

Hearing on the Merits Jan 11, 2018
10:00 am
(Pacific)
Chun-Yi Tay

Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -

Hearing on the Merits Jan 23, 2018 - Jan 25, 2018
10:00 am
(Pacific)
Jeffery Chi Kin Lau

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jan 25, 2018
10:00 am
(Eastern)
Judith Aitken

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jan 25, 2018
10:00 am
(Eastern)
David Lillie

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jan 25, 2018
10:00 am
(Eastern)
Mahmoud Rihawi, Attal Golzay, Ajmal Golzay, Roomal Golzay, Mustafa Sayed Hashimi, Zobair Hashimi, Sama Tabesh, Saadet Kolgekaya, Hammond Lieu, Rhea Galias Fortes, Shameel Rawani, Anjum Pathan, Mohammad Yunas Masood and Juliene da Rosa Lima

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Feb 5, 2018 - Feb 9, 2018
10:00 am
(Eastern)
FundEX Investments Inc.

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Feb 26, 2018 - Mar 2, 2018
10:00 am
(Eastern)
Kenneth Fialho

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Mar 1, 2018
10:00 am
(Eastern)
Sean Maxwell

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Mar 6, 2018
10:00 am
(Eastern)
Cuiquin Ammy Yang

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Mar 8, 2018
10:00 am
(Eastern)
Jennifer Coward

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Mar 29, 2018
10:00 am
(Eastern)
Kenneth Fialho

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Apr 4, 2018
10:00 am
(Eastern)
Frank Dew

Hearing Panel of the MFDA Atlantic Regional Council
Charlottetown, Prince Edward Island
- Venue to be Announced -

Hearing on the Merits Apr 19, 2018
10:00 am
(Atlantic)
David Cudmore

Hearing Panel of the MFDA Atlantic Regional Council
Charlottetown, Prince Edward Island
- Venue to be Announced -

Hearing on the Merits May 3, 2018
10:00 am
(Atlantic)
Ronald Schwartz

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits May 29, 2018 - May 31, 2018
10:00 am
(Eastern)