Hearings Schedule

In the Matter of Will Take Place Type Date and Time
Arash Armani

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jul 26, 2017
10:00 am
(Eastern)
Jeffery John Burchill

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jul 27, 2017
12:00 am
(Eastern)
Susan Doyle

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jul 27, 2017
10:00 am
(Eastern)
John-Paul Tantalo

Hearing Panel of the MFDA Central Regional Council
Hearing Room, 121 King Street West
Suite 1000
Toronto, Ontario

Settlement Hearing Jul 27, 2017
10:00 am
(Eastern)
Goran Stanimirovic

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jul 27, 2017
10:00 am
(Eastern)
Amrit Sharma

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jul 27, 2017
10:00 am
(Eastern)
Maria Peregrina Fernandes Dias Pereira

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jul 27, 2017
10:00 am
(Eastern)
Ryan Dibbley

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Appearance Aug 1, 2017
10:00 am
(Eastern)
FundEX Investments Inc.

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

First Appearance Aug 2, 2017
10:00 am
(Eastern)
Claude Fox-Revett

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Aug 8, 2017
10:00 am
(Eastern)
Gregory Burke

Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission
5251 Duke Street, Suite 400, Duke Tower
Halifax, Nova Scotia

Hearing on the Merits Aug 10, 2017
10:00 am
(Atlantic)
Shafique Hirani

Hearing Panel of the MFDA Prairie Regional Council
- Via Teleconference -

Appearance Aug 11, 2017
10:00 am
(Mountain)
Paula Louise Kendrick

Hearing Panel of the MFDA Prairie Regional Council
- Via Teleconference -

First Appearance Aug 14, 2017
10:00 am
(Mountain)
Donald Wayne O’Connor

Hearing Panel of the MFDA Prairie Regional Council
- Via Teleconference -

First Appearance Aug 14, 2017
10:30 am
(Mountain)
Tim Chang

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Aug 15, 2017
10:00 am
(Eastern)
Dan Vivian Wang

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street
Vancouver, British Columbia

Settlement Hearing Aug 15, 2017
10:00 am
(Pacific)
Anthony Ayala

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Aug 16, 2017 - Aug 17, 2017
10:00 am
(Eastern)
Clinton Wayne

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Aug 16, 2017
10:00 am
(Eastern)
David Cudmore

Hearing Panel of the MFDA Atlantic Regional Council
- Via Teleconference -

First Appearance Aug 17, 2017
10:00 am
(Atlantic)
Adam Vandermey

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Aug 24, 2017
10:00 am
(Eastern)
Bernd Niermann

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Aug 31, 2017
10:00 am
(Eastern)
Robert Rice

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Aug 31, 2017
10:00 am
(Eastern)
Salvatore Catalano

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Aug 31, 2017
10:00 am
(Eastern)
Terry Barrett

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Aug 31, 2017
10:00 am
(Eastern)
Ping-Chung Peter Chiu

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Aug 31, 2017
10:00 am
(Eastern)
Boyd Yahn

Hearing Panel of the MFDA Prairie Regional Council
- Venue to be Announced in Saskatoon, Saskatchewan -

First Appearance Sep 7, 2017
10:00 am
(Central)
Cuiquin Ammy Yang

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Sep 12, 2017
12:00 am
(Eastern)
Kenneth Fialho

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Sep 12, 2017
9:00 am
(Eastern)
Stéphane Lamarre

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Sep 12, 2017
10:00 am
(Eastern)
Brian Sukhdeo

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Sep 18, 2017 - Sep 19, 2017
10:00 am
(Eastern)
Jason Savoy

Hearing Panel of the MFDA Atlantic Regional Council
- Via Teleconference -

Appearance Sep 25, 2017
10:00 am
(Atlantic)
Investia Financial Services Inc.

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Sep 26, 2017 - Sep 28, 2017
10:00 am
(Eastern)
Alfredo Pino

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Sep 27, 2017
10:00 am
(Eastern)
David Lillie

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Sep 28, 2017
9:00 am
(Eastern)
Pamela Mundell

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Sep 28, 2017
10:00 am
(Eastern)
Anil Sharma

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Sep 28, 2017
10:00 am
(Eastern)
Bjorn Kwok

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Sep 28, 2017
10:00 am
(Eastern)
Devendra Sharma

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Sep 28, 2017
10:00 am
(Eastern)
Mohamed Al-Bayoumi

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Sep 28, 2017
10:00 am
(Eastern)
James Edward Curtis

Hearing Panel of the MFDA Central Regional Council
Kitchener, Ontario
- Venue to be Announced -

Hearing on the Merits Oct 16, 2017 - Oct 20, 2017
10:00 am
(Eastern)
Claude Fox-Revett

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Oct 24, 2017 - Oct 27, 2017
10:00 am
(Eastern)
Stephen Pilkey

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Oct 26, 2017
10:00 am
(Eastern)
Patricia Wilson

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Oct 26, 2017
10:00 am
(Eastern)
Laverne Peters

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Oct 26, 2017
10:00 am
(Eastern)
Martine Yargeau

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Oct 26, 2017
10:00 am
(Eastern)
Mervin Visneskie

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Oct 30, 2017 - Nov 3, 2017
10:00 am
(Eastern)
Byron Daues

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Nov 14, 2017
10:00 am
(Eastern)
Larry McBain

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Nov 30, 2017
9:00 am
(Eastern)
Sarah Del Rosario

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Nov 30, 2017
9:00 am
(Eastern)
Edison Benoit

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Nov 30, 2017
10:00 am
(Eastern)
Pierre Boucher

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Nov 30, 2017
10:00 am
(Eastern)
Mark Jennings

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Nov 30, 2017
10:00 am
(Eastern)
International Capital Management Inc., John Paul Sanchez and Javier Andreas Sanchez

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

First Appearance Dec 11, 2017 - Dec 15, 2017
10:00 am
(Eastern)
Mahmoud Rihawi, Attal Golzay, Ajmal Golzay, Roomal Golzay, Mustafa Sayed Hashimi, Zobair Hashimi, Sama Tabesh, Saadet Kolgekaya, Hammond Lieu, Rhea Galias Fortes, Shameel Rawani, Anjum Pathan, Mohammad Yunas Masood and Juliene da Rosa Lima

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Feb 5, 2018 - Feb 9, 2018
10:00 am
(Eastern)