Hearings Schedule

In the Matter of Will Take Place Type Date and Time
Ronald Schwartz

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Aug 22, 2017
12:00 pm
(Eastern)
Adam Vandermey

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Aug 24, 2017
10:00 am
(Eastern)
Claude Fox-Revett

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Aug 29, 2017
10:00 am
(Eastern)
Bernd Niermann

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Aug 31, 2017
10:00 am
(Eastern)
Robert Rice

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Aug 31, 2017
10:00 am
(Eastern)
Salvatore Catalano

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Aug 31, 2017
10:00 am
(Eastern)
Terry Barrett

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Aug 31, 2017
10:00 am
(Eastern)
Ping-Chung Peter Chiu

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Aug 31, 2017
10:00 am
(Eastern)
Boyd Yahn

Hearing Panel of the MFDA Prairie Regional Council
- Venue to be Announced in Saskatoon, Saskatchewan -

First Appearance Sep 7, 2017
10:00 am
(Central)
Cuiquin Ammy Yang

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Sep 12, 2017
12:00 am
(Eastern)
Kenneth Fialho

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Sep 12, 2017
9:00 am
(Eastern)
Sean Maxwell

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Sep 12, 2017
9:00 am
(Eastern)
Stéphane Lamarre

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Sep 12, 2017
10:00 am
(Eastern)
Shelley Will

Hearing Panel of the MFDA Prairie Regional Council
Saskatoon, Saskatchewan
- Venue to be Announced -

Settlement Hearing Sep 13, 2017
10:00 am
(Central)
Paul Gill

Hearing Panel of the MFDA Pacific Regional Council
- Via Teleconference -

First Appearance Sep 13, 2017
10:00 am
(Pacific)
Brian Sukhdeo

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Sep 18, 2017 - Sep 19, 2017
10:00 am
(Eastern)
Jason Savoy

Hearing Panel of the MFDA Atlantic Regional Council
- Via Teleconference -

Appearance Sep 25, 2017
10:00 am
(Atlantic)
Investia Financial Services Inc.

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Sep 26, 2017 - Sep 28, 2017
10:00 am
(Eastern)
Alfredo Pino

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Sep 27, 2017
10:00 am
(Eastern)
Brianne Stoutley

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Sep 27, 2017
10:00 am
(Eastern)
David Lillie

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Sep 28, 2017
9:00 am
(Eastern)
Pamela Mundell

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Sep 28, 2017
10:00 am
(Eastern)
Anil Sharma

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Sep 28, 2017
10:00 am
(Eastern)
Bjorn Kwok

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Sep 28, 2017
10:00 am
(Eastern)
Devendra Sharma

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Sep 28, 2017
10:00 am
(Eastern)
Mohamed Al-Bayoumi

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Sep 28, 2017
10:00 am
(Eastern)
James Edward Curtis

Hearing Panel of the MFDA Central Regional Council
Kitchener, Ontario
- Venue to be Announced -

Hearing on the Merits Oct 16, 2017 - Oct 20, 2017
10:00 am
(Eastern)
Paula Louise Kendrick

Hearing Panel of the MFDA Prairie Regional Council
Calgary, Alberta
- Venue to be Announced -

Hearing on the Merits Oct 17, 2017
10:00 am
(Mountain)
Claude Fox-Revett

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Oct 24, 2017 - Oct 27, 2017
10:00 am
(Eastern)
Shafique Hirani

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.
Calgary, Alberta
- Via Teleconference -

Appearance Oct 24, 2017
10:00 am
(Mountain)
Stephen Pilkey

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Oct 26, 2017
10:00 am
(Eastern)
Patricia Wilson

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Oct 26, 2017
10:00 am
(Eastern)
Laverne Peters

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Oct 26, 2017
10:00 am
(Eastern)
Martine Yargeau

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Oct 26, 2017
10:00 am
(Eastern)
Donald Wayne O’Connor

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.
Calgary, Alberta
- Via Teleconference -

First Appearance Oct 27, 2017
10:30 am
(Mountain)
Mervin Visneskie

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Oct 30, 2017 - Nov 3, 2017
10:00 am
(Eastern)
Byron Daues

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Nov 14, 2017
10:00 am
(Eastern)
Larry McBain

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Nov 30, 2017
9:00 am
(Eastern)
Sarah Del Rosario

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Nov 30, 2017
9:00 am
(Eastern)
Edison Benoit

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Nov 30, 2017
10:00 am
(Eastern)
Pierre Boucher

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Nov 30, 2017
10:00 am
(Eastern)
Mark Jennings

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Nov 30, 2017
10:00 am
(Eastern)
International Capital Management Inc., John Paul Sanchez and Javier Andreas Sanchez

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

First Appearance Dec 11, 2017 - Dec 15, 2017
10:00 am
(Eastern)
Suping Yan

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Dec 14, 2017
10:00 am
(Eastern)
Mahmoud Rihawi, Attal Golzay, Ajmal Golzay, Roomal Golzay, Mustafa Sayed Hashimi, Zobair Hashimi, Sama Tabesh, Saadet Kolgekaya, Hammond Lieu, Rhea Galias Fortes, Shameel Rawani, Anjum Pathan, Mohammad Yunas Masood and Juliene da Rosa Lima

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Feb 5, 2018 - Feb 9, 2018
10:00 am
(Eastern)
FundEX Investments Inc.

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Feb 26, 2018 - Mar 2, 2018
10:00 am
(Eastern)
Frank Dew

Hearing Panel of the MFDA Atlantic Regional Council
Charlottetown, Prince Edward Island
- Venue to be Announced -

Hearing on the Merits Apr 19, 2018
10:00 am
(Atlantic)
David Cudmore

Hearing Panel of the MFDA Atlantic Regional Council
Charlottetown, Prince Edward Island
- Venue to be Announced -

Hearing on the Merits May 3, 2018
10:00 am
(Atlantic)