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Hearings Schedule

In the Matter of Will Take Place Type Date and Time
Thuy Nhu Nguyen

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Renaissance Edmonton Airport Hotel
4236 36th Street East
Edmonton, Alberta

Settlement Hearing Feb 28, 2017
10:00 am
(Mountain)
Ryan Dibbley

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Mar 1, 2017
10:00 am
(Eastern)
TeamMax Investment Corporation

Hearing Panel of the MFDA Central Regional Council
Hearing Room, 121 King Street West
Suite 1000
Toronto, Ontario

Settlement Hearing Mar 3, 2017
10:00 am
(Eastern)
Mervin Visneskie

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Mar 6, 2017 - Mar 10, 2017
10:00 am
(Eastern)
HollisWealth Advisory Services Inc.

Hearing Panel of the MFDA Central Regional Council
Hearing Room, 121 King Street West
Suite 1000
Toronto, Ontario

Settlement Hearing Mar 7, 2017
10:00 am
(Eastern)
Erin Tilley

Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission
5251 Duke Street, Suite 400, Duke Tower
Halifax, Nova Scotia

Settlement Hearing Mar 8, 2017
1:30 pm
(Atlantic)
Timothy Solis

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Mar 9, 2017
9:30 am
(Eastern)
Christine S. P. T. Scott

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Mar 13, 2017
10:00 am
(Eastern)
Investia Financial Services Inc.

Hearing Panel of the MFDA’s Central Regional Council
- Via Teleconference -

First Appearance Mar 14, 2017
12:00 am
(Eastern)
Bernd Niermann

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Mar 15, 2017
9:00 am
(Eastern)
Arash Armani

Hearing Panel of the MFDA’s Central Regional Council
- Via Teleconference -

First Appearance Mar 15, 2017
9:30 am
(Eastern)
Jason Savoy

Hearing Panel of the MFDA Atlantic Regional Council
- Via Teleconference -

First Appearance Mar 16, 2017
10:00 am
(Atlantic)
Desjardins Financial Security Investments Inc.

MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Mar 17, 2017
10:00 am
(Eastern)
Gerard Van Schothorst

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850
800 - 6th Avenue S.W.,
Calgary, Alberta

Settlement Hearing Mar 21, 2017
10:00 am
(Mountain)
Paul Wemple

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Mar 21, 2017
10:00 am
(Eastern)
Branislav Djekic

Hearing Panel of the MFDA Central Regional Council
hearing room, 121 King Street West,
Suite 1000, Toronto, Ontario

Hearing on the Merits Mar 22, 2017
10:00 am
(Eastern)
David Careless

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Mar 30, 2017
10:00 am
(Eastern)
Philip Lewin

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Mar 30, 2017
10:00 am
(Eastern)
Gilbert Jean

Hearing Panel of the MFDA’s Central Regional Council
Hearing Room, 121 King Street West
Suite 1000
Toronto, Ontario

Settlement Hearing Mar 30, 2017
10:00 am
(Eastern)
Jeffery Beck

Hearing Panel of the MFDA’s Central Regional Council
Hearing Room, 121 King Street West
Suite 1000
Toronto, Ontario

Settlement Hearing Mar 30, 2017
10:00 am
(Eastern)
Stéphane Lamarre

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Apr 4, 2017
10:00 am
(Eastern)
Steven Bott

Hearing Panel of the MFDA Central Regional Council
Hearing Room, 121 King Street West
Suite 1000
Toronto, Ontario

Hearing on the Merits Apr 5, 2017
10:00 am
(Eastern)
James Carney

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Apr 18, 2017 - Apr 20, 2017
10:00 am
(Eastern)
Robert Young

Hearing Panel of the MFDA Atlantic Regional Council
Nova Scotia Securities Commission
5251 Duke Street, Suite 400, Duke Tower
Halifax, Nova Scotia

Hearing on the Merits Apr 25, 2017 - Apr 26, 2017
10:00 am
(Atlantic)
Todd Morin

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Apr 25, 2017
10:00 am
(Eastern)
Phillip Barker

Hearing Panel of the MFDA Central Regional Council
Hearing Room, 121 King Street West
Suite 1000
Toronto, Ontario

Settlement Hearing Apr 27, 2017
10:00 am
(Eastern)
Annaji Kumar

Hearing Panel of the MFDA Central Regional Council
Hearing Room, 121 King Street West
Suite 1000
Toronto, Ontario

Settlement Hearing Apr 27, 2017
10:00 am
(Eastern)
Michael Nisbet

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Apr 27, 2017
10:00 am
(Eastern)
Yan Feng Li

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance May 2, 2017
10:00 am
(Eastern)
Leslie Gilchrist

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street
Vancouver, British Columbia.

Settlement Hearing May 15, 2017
10:00 am
(Pacific)
Clinton Wayne

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits May 15, 2017 - May 18, 2017
10:00 am
(Eastern)
Todd Werboweski

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, MFDA offices
800 - 6th Avenue S.W., Suite 850
Calgary, Alberta

Hearing on the Merits May 25, 2017
10:00 am
(Mountain)
Robert Stephen Mitchell

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

First Appearance May 31, 2017 - Jun 1, 2017
10:00 am
(Eastern)
Yan Feng Li

Hearing Panel of the MFDA Central Regional Council
Hearing Roonm, 121 King Street West
Toronto, Ontario

Hearing on the Merits Jun 7, 2017
10:00 am
(Eastern)
Timothy Joseph Dunlop

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jun 14, 2017 - Jun 15, 2017
10:00 am
(Eastern)
Alfredo Pino

Hearing Panel of the MFDA Central Regional Council
Hearing Room, 121 King Street West
Toronto, Ontario

Hearing on the Merits Jun 19, 2017 - Jun 20, 2017
10:00 am
(Eastern)
Jack Comeau

Hearing Panel of the MFDA Prairie Regional Council
Saskatoon, Saskatchewan
- venue to be announced -

Hearing on the Merits Jun 21, 2017 - Jun 22, 2017
10:00 am
(Central)
Maria Peregrina Fernandes Dias Pereira

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jul 27, 2017
10:00 am
(Eastern)
James Edward Curtis

Hearing Panel of the MFDA Central Regional Council
Kitchener, Ontario
- Venue to be Announced -

Hearing on the Merits Oct 16, 2017 - Oct 20, 2017
10:00 am
(Eastern)