Hearings Schedule

In the Matter of Will Take Place Type Date and Time
Mahmoud Rihawi, Attal Golzay, Ajmal Golzay, Roomal Golzay, Mustafa Sayed Hashimi, Zobair Hashimi, Sama Tabesh, Saadet Kolgekaya, Hammond Lieu, Rhea Galias Fortes, Shameel Rawani, Anjum Pathan, Mohammad Yunas Masood and Juliene da Rosa Lima

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits May 16, 2018 - May 18, 2018
10:00 am
(Eastern)
David Terrance Fredrickson

Hearing Panel of the MFDA Prairie Regional Council
- Via Teleconference -

First Appearance May 23, 2018
10:00 am
(Mountain)
Emily Yu

Hearing Panel of the MFDA Pacific Regional Council
- Via Teleconference -

First Appearance May 23, 2018
10:00 am
(Pacific)
Eileen Desgroseilliers

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits May 24, 2018
10:00 am
(Eastern)
Ryan Corcoran

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance May 28, 2018
10:00 am
(Eastern)
Heather Churchill

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance May 28, 2018
10:00 am
(Eastern)
Ronald Schwartz

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits May 29, 2018
10:00 am
(Eastern)
Valorie McManes

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.
Calgary, Alberta

Hearing on the Merits May 30, 2018 - May 31, 2018
10:00 am
(Mountain)
Mervin Visneskie

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Penalty Hearing May 30, 2018
10:00 am
(Eastern)
Grace Wong Uy

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Hearing on the Merits May 31, 2018
10:00 am
(Eastern)
FundEX Investments Inc.

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -

Hearing on the Merits Jun 1, 2018
10:00 am
(Eastern)
Vasant Avhad

Hearing Panel of the MFDA Prairie Regional Council
- Via Teleconference -

Appearance Jun 4, 2018
10:00 am
(Mountain)
Raymond Louis Blais

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Jun 5, 2018
9:00 am
(Eastern)
Daniel Botha

Hearing Panel of the MFDA Prairie Regional Council
- Via Teleconference -

First Appearance Jun 5, 2018
10:00 am
(Mountain)
Dale Lamb

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street
Vancouver, British Columbia

Settlement Hearing Jun 5, 2018
10:00 am
(Pacific)
Andrew Gilchrist

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street
Vancouver, British Columbia

Settlement Hearing Jun 5, 2018
10:00 am
(Pacific)
Donald McIntyre

Hearing Panel of the MFDA Prairie Regional Council
- Via Teleconference -

Appearance Jun 7, 2018
10:00 am
(Central)
Ryan Dibbley

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jun 7, 2018
10:00 am
(Eastern)
Shahin Golestani

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street
Vancouver, British Columbia

Settlement Hearing Jun 11, 2018
10:00 am
(Pacific)
International Capital Management Inc., John Paul Sanchez and Javier Andreas Sanchez

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jun 21, 2018 - Jun 22, 2018
10:00 am
(Eastern)
International Capital Management Inc., John Paul Sanchez and Javier Andreas Sanchez

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jun 25, 2018 - Jun 28, 2018
10:00 am
(Eastern)
Harold Backer

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street
Vancouver, British Columbia

Hearing on the Merits Jun 25, 2018 - Jun 29, 2018
10:00 am
(Pacific)
David Tobac

Hearing Panel of the MFDA Prairie Regional Council
Winnipeg, Manitoba
- Venue to be Determined -

Hearing on the Merits Jun 26, 2018
10:00 am
(Central)
Sarah Del Rosario

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Jun 28, 2018
9:00 am
(Eastern)
Nicholas Del Plavignano

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Jun 28, 2018
9:00 am
(Eastern)
Royston Thompson

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Jun 28, 2018
9:00 am
(Eastern)
John Lucescu

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Jun 28, 2018
9:00 am
(Eastern)
Isaac Muhima

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Jun 28, 2018
9:00 am
(Eastern)
Ghassan Alathamna

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Jun 28, 2018
9:00 am
(Eastern)
Sajad Gulamali

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jun 28, 2018
10:00 am
(Eastern)
James Chan

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jun 28, 2018
10:00 am
(Eastern)
Simon Wong

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jun 28, 2018
10:00 am
(Eastern)
Percy Poon

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jul 18, 2018
10:00 am
(Eastern)
Neil Robert Macdonald

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street
Vancouver, British Columbia

Settlement Hearing Jul 24, 2018
10:00 am
(Pacific)
David Gordon

Hearing Panel of the MFDA Pacific Regional Council
- Via Teleconference -

First Appearance Jul 24, 2018
10:00 am
(Pacific)
Victor Machon

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jul 26, 2018
10:00 am
(Eastern)
Kathleen Louise Caswell

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jul 26, 2018
10:00 am
(Eastern)
Graham Coltart

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Aug 13, 2018 - Aug 14, 2018
10:00 am
(Eastern)
Allan Rombough

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Aug 22, 2018
10:00 am
(Eastern)
Moon-Gil Daniel Oh

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Aug 30, 2018
10:00 am
(Eastern)
Jeffrey Dunlop

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Sep 4, 2018
10:00 am
(Eastern)
Brenda Douglas

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Sep 5, 2018
10:00 am
(Eastern)
Jeffrey Dunlop

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Sep 6, 2018 - Sep 7, 2018
10:00 am
(Eastern)
Dino DeRosa

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Appearance Sep 7, 2018
10:00 am
(Eastern)
Rholyn St. George Hylton

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Sep 11, 2018
10:00 am
(Central)
Paulita Bihis

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Sep 12, 2018 - Sep 14, 2018
10:00 am
(Eastern)
Hong Lam

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Sep 18, 2018 - Sep 19, 2018
10:00 am
(Eastern)
Patrick Hugh Lumbers

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Sep 20, 2018 - Sep 21, 2018
10:30 am
(Eastern)
Serge Robichaud

Hearing Panel of the MFDA Atlantic Regional Council
Moncton, New Brunswick
- Venue to be Announced -

Hearing on the Merits Sep 24, 2018 - Sep 28, 2018
10:00 am
(Atlantic)
Donald McIntyre

Hearing Panel of the MFDA Prairie Regional Council
Saskatoon, Saskatchewan
- Venue to be Announced -

Hearing on the Merits Sep 24, 2018 - Sep 28, 2018
10:00 am
(Central)
Dino DeRosa

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Oct 1, 2018 - Oct 5, 2018
10:00 am
(Eastern)
Marc Bodson

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Oct 10, 2018
10:00 am
(Eastern)
Rafal Rosicki

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Oct 11, 2018
10:00 am
(Eastern)
Jon Snelson

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Oct 15, 2018 - Oct 19, 2018
10:00 am
(Eastern)
Shafique Hirani

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.
Calgary, Alberta

Hearing on the Merits Oct 15, 2018 - Oct 19, 2018
10:00 am
(Mountain)
Paul Moroz

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Oct 17, 2018 - Oct 18, 2018
10:30 am
(Eastern)
Alfredo Pino

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Oct 22, 2018 - Oct 24, 2018
10:00 am
(Eastern)
Yuk Hang Sam Cheung

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Nov 14, 2018 - Nov 15, 2018
9:00 am
(Eastern)