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Hearings Schedule

In the Matter of Will Take Place Type Date and Time
David Careless

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Mar 30, 2017
10:00 am
(Eastern)
Philip Lewin

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Mar 30, 2017
10:00 am
(Eastern)
Gilbert Jean

Hearing Panel of the MFDA’s Central Regional Council
Hearing Room, 121 King Street West
Suite 1000
Toronto, Ontario

Settlement Hearing Mar 30, 2017
10:00 am
(Eastern)
Jeffery Beck

Hearing Panel of the MFDA’s Central Regional Council
Hearing Room, 121 King Street West
Suite 1000
Toronto, Ontario

Settlement Hearing Mar 30, 2017
10:00 am
(Eastern)
Phillip Pattison

Hearing Panel of the MFDA Prairie Regional Council
Westin Calgary
320 4th Avenue SW
Calgary, Alberta

Settlement Hearing Mar 31, 2017
10:00 am
(Mountain)
Anthony Ayala

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Apr 4, 2017
9:30 am
(Eastern)
Stéphane Lamarre

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Apr 4, 2017
10:00 am
(Eastern)
Steven Bott

Hearing Panel of the MFDA Central Regional Council
Hearing Room, 121 King Street West
Suite 1000
Toronto, Ontario

Hearing on the Merits Apr 5, 2017
10:00 am
(Eastern)
Ryan Dibbley

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Apr 6, 2017
10:00 am
(Eastern)
Yangyi Xie

Hearing Panel of the MFDA Pacific Regional Council
- Via Teleconference -

First Appearance Apr 6, 2017
10:30 am
(Pacific)
John Wolfenden

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Penalty Hearing Apr 10, 2017
10:00 am
(Eastern)
James Carney

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Apr 18, 2017 - Apr 20, 2017
10:00 am
(Eastern)
Robert Young

Hearing Panel of the MFDA Atlantic Regional Council
Nova Scotia Securities Commission
5251 Duke Street, Suite 400, Duke Tower
Halifax, Nova Scotia

Hearing on the Merits Apr 25, 2017 - Apr 26, 2017
10:00 am
(Atlantic)
Todd Morin

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Apr 25, 2017
10:00 am
(Eastern)
Phillip Barker

Hearing Panel of the MFDA Central Regional Council
Hearing Room, 121 King Street West
Suite 1000
Toronto, Ontario

Settlement Hearing Apr 27, 2017
10:00 am
(Eastern)
Annaji Kumar

Hearing Panel of the MFDA Central Regional Council
Hearing Room, 121 King Street West
Suite 1000
Toronto, Ontario

Settlement Hearing Apr 27, 2017
10:00 am
(Eastern)
Michael Nisbet

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Apr 27, 2017
10:00 am
(Eastern)
Amrit Sharma

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Apr 27, 2017
10:00 am
(Eastern)
Yan Feng Li

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance May 2, 2017
10:00 am
(Eastern)
Branislav Djekic

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West, Toronto, Ontario

Settlement Hearing May 2, 2017
10:30 am
(Eastern)
Clinton Wayne

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits May 15, 2017 - May 18, 2017
10:00 am
(Eastern)
Leslie Gilchrist

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street
Vancouver, British Columbia

Settlement Hearing May 15, 2017
10:00 am
(Pacific)
Jason Savoy

Hearing Panel of the MFDA Atlantic Regional Council
- Via Teleconference -

Appearance May 18, 2017
10:00 am
(Atlantic)
Mark Jennings

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance May 25, 2017
9:00 am
(Eastern)
Devendra Sharma

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance May 25, 2017
9:30 am
(Eastern)
Todd Werboweski

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, MFDA offices
800 - 6th Avenue S.W., Suite 850
Calgary, Alberta

Hearing on the Merits May 25, 2017
10:00 am
(Mountain)
Mohamed Al-Bayoumi

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance May 25, 2017
10:00 am
(Eastern)
Robert Stephen Mitchell

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

First Appearance May 31, 2017 - Jun 1, 2017
10:00 am
(Eastern)
Yan Feng Li

Hearing Panel of the MFDA Central Regional Council
Hearing Roonm, 121 King Street West
Toronto, Ontario

Hearing on the Merits Jun 7, 2017
10:00 am
(Eastern)
Timothy Solis

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jun 7, 2017
10:00 am
(Eastern)
Timothy Joseph Dunlop

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jun 14, 2017
10:00 am
(Eastern)
Alfredo Pino

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jun 19, 2017 - Jun 20, 2017
10:00 am
(Eastern)
Jack Comeau

Hearing Panel of the MFDA Prairie Regional Council
Saskatoon, Saskatchewan
- venue to be announced -

Hearing on the Merits Jun 21, 2017 - Jun 22, 2017
10:00 am
(Central)
Brian Sukhdeo

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jun 28, 2017 - Jun 29, 2017
10:00 am
(Eastern)
Ravi Malhotra

Hearing Panel of the MFDA’s Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jun 29, 2017
10:00 am
(Eastern)
Walter Georgijev

Hearing Panel of the MFDA Central Regional Council
Hearing Room, 121 King Street West
Suite 1000
Toronto, Ontario

Settlement Hearing Jun 29, 2017
10:00 am
(Eastern)
David Boulton

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jun 29, 2017
10:00 am
(Eastern)
Claudette Gleeson

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jun 29, 2017
10:00 am
(Eastern)
Camilo Tabalba

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jun 29, 2017
10:00 am
(Eastern)
Mervin Visneskie

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jul 17, 2017 - Jul 21, 2017
10:00 am
(Eastern)
Arash Armani

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jul 26, 2017
10:00 am
(Eastern)
Maria Peregrina Fernandes Dias Pereira

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jul 27, 2017
10:00 am
(Eastern)
Susan Doyle

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jul 27, 2017
10:00 am
(Eastern)
John-Paul Tantalo

Hearing Panel of the MFDA Central Regional Council
Hearing Room, 121 King Street West
Suite 1000
Toronto, Ontario

Settlement Hearing Jul 27, 2017
10:00 am
(Eastern)
Tim Chang

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Aug 15, 2017
10:00 am
(Eastern)
Bernd Niermann

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Aug 31, 2017
10:00 am
(Eastern)
Investia Financial Services Inc.

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Sep 26, 2017 - Sep 28, 2017
10:00 am
(Eastern)
James Edward Curtis

Hearing Panel of the MFDA Central Regional Council
Kitchener, Ontario
- Venue to be Announced -

Hearing on the Merits Oct 16, 2017 - Oct 20, 2017
10:00 am
(Eastern)