Hearings Schedule

In the Matter of Will Take Place Type Date and Time
Brien Ingram Robertson Marshall, Blair Robert Cooper, and Tradex Management Inc.

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Dec 20, 2017
10:00 am
(Eastern)
Johnny Wu

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street
Vancouver, British Columbia

Settlement Hearing Dec 21, 2017
10:00 am
(Pacific)
Eileen Desgroseilliers

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Jan 9, 2018
9:00 am
(Eastern)
Paul Gill

Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Determined -

Hearing on the Merits Jan 11, 2018
10:00 am
(Pacific)
Ryan Dibbley

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Jan 11, 2018
10:00 am
(Eastern)
Sebastian Encalada

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Jan 12, 2018
9:30 am
(Eastern)
Harold Backer

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street
Vancouver, British Columbia

Motion Jan 17, 2018
1:30 pm
(Pacific)
Lucas Stemshorn-Russell

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street
Vancouver, British Columbia

Settlement Hearing Jan 22, 2018
10:00 am
(Pacific)
Dino DeRosa

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Jan 22, 2018
10:00 am
(Eastern)
Chun-Yi Tay

Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -

Hearing on the Merits Jan 23, 2018 - Jan 25, 2018
10:00 am
(Pacific)
Isaac Muhima

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Jan 25, 2018
9:00 am
(Eastern)
Jeffery Chi Kin Lau

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jan 25, 2018
10:00 am
(Eastern)
Judith Aitken

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jan 25, 2018
10:00 am
(Eastern)
David Lillie

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jan 25, 2018
10:00 am
(Eastern)
Sudhir Khanna

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jan 25, 2018
10:00 am
(Eastern)
Jose Borges

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jan 25, 2018
10:00 am
(Eastern)
John Kehoe

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Jan 25, 2018
10:00 am
(Eastern)
Serge Robichaud

Hearing Panel of the MFDA Atlantic Regional Council
- Via Teleconference -

First Appearance Jan 30, 2018
10:00 am
(Atlantic)
Mahmoud Rihawi, Attal Golzay, Ajmal Golzay, Roomal Golzay, Mustafa Sayed Hashimi, Zobair Hashimi, Sama Tabesh, Saadet Kolgekaya, Hammond Lieu, Rhea Galias Fortes, Shameel Rawani, Anjum Pathan, Mohammad Yunas Masood and Juliene da Rosa Lima

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Feb 5, 2018 - Feb 9, 2018
10:00 am
(Eastern)
Donald Wayne O’Connor

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.
Calgary, Alberta

Hearing on the Merits Feb 13, 2018 - Feb 14, 2018
10:00 am
(Mountain)
International Capital Management Inc., John Paul Sanchez and Javier Andreas Sanchez

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Feb 15, 2018
10:00 am
(Eastern)
Sebastian Encalada

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Feb 20, 2018
9:00 am
(Eastern)
George Piper

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Feb 21, 2018
10:00 am
(Eastern)
John Lucescu

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Feb 22, 2018
9:00 am
(Eastern)
Brian Chung

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

First Appearance Feb 22, 2018
9:00 am
(Eastern)
Sarah Del Rosario

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Feb 22, 2018
9:30 am
(Eastern)
Devendra Sharma

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Feb 22, 2018 - Feb 23, 2018
10:00 am
(Eastern)
Tracey Greenwood

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Feb 22, 2018
10:00 am
(Eastern)
FundEX Investments Inc.

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Feb 26, 2018 - Mar 2, 2018
10:00 am
(Eastern)
Kenneth Fialho

Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -

Appearance Mar 1, 2018
10:00 am
(Eastern)
Sean Maxwell

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Mar 6, 2018
10:00 am
(Eastern)
Cuiquin Ammy Yang

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Mar 8, 2018
10:00 am
(Eastern)
Rhys Martell

Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -

Hearing on the Merits Mar 13, 2018
10:00 am
(Pacific)
Jeremy Travis

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Mar 14, 2018 - Mar 15, 2018
10:00 am
(Eastern)
Shafique Hirani

Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.
Calgary, Alberta

Hearing on the Merits Mar 19, 2018 - Mar 23, 2018
10:00 am
(Mountain)
Eileen Desgroseilliers

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Mar 27, 2018 - Mar 28, 2018
10:00 am
(Eastern)
Jennifer Coward

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Mar 29, 2018
10:00 am
(Eastern)
Michael O’Mara

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Mar 29, 2018
10:00 am
(Eastern)
Chi Hong Arthur Yip

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Mar 29, 2018
10:00 am
(Eastern)
Navdeep Sandhu

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street
Vancouver, British Columbia

Settlement Hearing Mar 29, 2018
10:00 am
(Pacific)
Aranpreet Kaur Bhullar

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Settlement Hearing Mar 29, 2018
10:00 am
(Eastern)
Kenneth Fialho

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Apr 4, 2018
10:00 am
(Eastern)
Alfredo Pino

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Apr 10, 2018 - Apr 12, 2018
10:00 am
(Eastern)
Larry Williams

MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -

Hearing on the Merits Apr 17, 2018 - Apr 18, 2018
10:00 am
(Pacific)
Mark Jennings

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Apr 18, 2018 - Apr 20, 2018
10:00 am
(Eastern)
Frank Dew

Hearing Panel of the MFDA Atlantic Regional Council
Charlottetown, Prince Edward Island
- Venue to be Announced -

Hearing on the Merits Apr 19, 2018
10:00 am
(Atlantic)
Ryan Dibbley

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Apr 24, 2018 - Apr 26, 2018
10:00 am
(Eastern)
Nathan Breukelman

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Apr 26, 2018
10:00 am
(Eastern)
David Cudmore

Hearing Panel of the MFDA Atlantic Regional Council
Charlottetown, Prince Edward Island
- Venue to be Announced -

Hearing on the Merits May 3, 2018
10:00 am
(Atlantic)
Shahin Golestani

Hearing Panel of the MFDA Pacific Regional Council
- Venue to be Announced -

Hearing on the Merits May 8, 2018 - May 9, 2018
10:00 am
(Pacific)
Richard Giuliani

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits May 9, 2018 - May 11, 2018
10:00 am
(Eastern)
Valorie McManes

Hearing Panel of the MFDA Prairie Regional Council
Calgary, Alberta
- Venue to be Announced -

Hearing on the Merits May 23, 2018 - May 24, 2018
10:00 am
(Mountain)
Ronald Schwartz

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits May 29, 2018 - May 31, 2018
10:00 am
(Eastern)
International Capital Management Inc., John Paul Sanchez and Javier Andreas Sanchez

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jun 21, 2018 - Jun 22, 2018
10:00 am
(Eastern)
International Capital Management Inc., John Paul Sanchez and Javier Andreas Sanchez

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario

Hearing on the Merits Jun 25, 2018 - Jun 28, 2018
10:00 am
(Eastern)