News



Title Date
MFDA issues Notice of Settlement Hearing in respect of Stephanie Ho January 15, 2018
MFDA Hearing Panel makes findings and imposes sanctions against Paul Gill January 12, 2018
MFDA cancels interim appearance in the matter of Sebastian Encalada January 12, 2018
MFDA amends hearing dates in the matter of Ryan Dibbley January 11, 2018
MFDA Hearing Panel confirms dates for Hearing on the Merits in the matter of Eileen Desgroseilliers January 9, 2018
MFDA Hearing Panel issues Decision and Reasons (Penalty) in the matter of Tim Long Chang January 8, 2018
MFDA announces disciplinary proceeding in respect of Jon Snelson January 8, 2018
MFDA announces venue for Hearing on the Merits in the matter of Paul Gill January 5, 2018
MFDA announces disciplinary proceeding in respect of Paul Moroz January 3, 2018
MFDA announces disciplinary proceeding in respect of Donald McIntyre January 2, 2018
MFDA issues Notice of Settlement Hearing in respect of Marc Simard January 2, 2018
MFDA issues Notice of Settlement Hearing in respect of Laurie Rose Lewis January 2, 2018
MFDA and Respondent apply for review of MFDA Hearing Panel decision in respect of John Wolfenden December 27, 2017
MFDA Hearing Panel approves settlement agreement with Johnny Wu December 27, 2017
MFDA Hearing Panel approves settlement agreement with Brien Ingram Robertson Marshall, Blair Robert Cooper, and Tradex Management Inc. December 21, 2017
MFDA Hearing Panel approves settlement agreement with Sun Life Financial Investment Services (Canada) Inc. December 21, 2017
MFDA announces disciplinary proceeding in respect of Victor Machon December 20, 2017
MFDA Hearing Panel issues Decision and Reasons (Penalty) in the matter of Gregory Burke December 20, 2017
MFDA Hearing Panel reserves judgment at settlement hearing in respect of Sun Life Financial Investment Services (Canada) Inc. December 20, 2017
MFDA Hearing Panel issues Reasons for Decision in the matter of Lawrence Fike December 19, 2017


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