News



Title Date
MFDA Hearing Panel approves settlement agreement with Navdeep Sandhu April 4, 2018
MFDA announces disciplinary proceeding in respect of Brenda Douglas April 4, 2018
MFDA announces disciplinary proceeding in respect of Vasant Avhad April 4, 2018
MFDA amends hearing dates in the matter of Kenneth Fialho April 3, 2018
MFDA announces settlement hearing to take place in respect of Larry Williams April 3, 2018
MFDA schedules next appearance in the matter of Sarah Del Rosario April 2, 2018
MFDA schedules next appearance in the matter of Royston Thompson April 2, 2018
MFDA schedules dates for Hearing on the Merits in the matter of Graham Coltart April 2, 2018
MFDA Hearing Panel approves six settlement agreements April 2, 2018
MFDA issues Notice of Settlement Hearing in respect of Joshua Brock March 29, 2018
MFDA issues Notice of Settlement Hearing in respect of James Stoddard March 29, 2018
MFDA issues Notice of Settlement Hearing in respect of Gordon Brock March 29, 2018
MFDA announces disciplinary proceeding in respect of Rholyn Hylton March 29, 2018
MFDA announces disciplinary proceeding in respect of Lee McIvor March 29, 2018
MFDA announces disciplinary proceeding in respect of David Fredrickson March 29, 2018
MFDA Hearing Panel adjourns Hearing on the Merits in the matter of Eileen Desgroseilliers March 28, 2018
MFDA Hearing Panel issues Reasons for Decision in the matter of Byron Daues March 27, 2018
MFDA Hearing Panel issues Reasons for Decision in the matter of Laurie Rose Lewis March 27, 2018
MFDA Proposes Continuing Education Requirements for Mutual Fund Advisors March 26, 2018
MFDA announces change of venue for settlement hearing in the matter of Navdeep Sandhu March 23, 2018