Oversight Review Reports

The MFDA is formally recognized as a self-regulatory organization (“SRO”) by the provincial securities commissions in Alberta, British Columbia, Manitoba, New Brunswick, Nova Scotia, Ontario, Prince Edward Island and Saskatchewan (collectively, “Recognizing Jurisdictions”). The Recognizing Jurisdictions are responsible for conducting periodic oversight reviews of the MFDA’s regulatory functions:

Submission Date
MFA Oversight Review Report 2017
MFDA Oversight Review Report 2016
MFDA Oversight Review Report 2013
MFDA Oversight Review – Corporate Governance Report 2011
MFDA Oversight Review Report 2010