March 13, 2018 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Tracey Lynn Greenwood (“Respondent”) by Notice of Hearing dated September 6, 2017.
The hearing of this matter on its merits will take place at 2:00 p.m. (Eastern) on April 25, 2018, having previously been scheduled for 10:00 a.m. (Eastern) the same day. The matter will continue to be held in the hearing room at the offices of the MFDA, located at 121 King Street West, Suite 1000, Toronto, Ontario, and will be open to the public, except as may be required for the protection of confidential matters.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 83,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.