March 9, 2018 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Donald John McIntyre (the “Respondent”) by Notice of Hearing (the “Notice of Hearing”) dated November 16, 2017.
An appearance in this proceeding took place yesterday by teleconference before a Hearing Panel of the MFDA’s Prairie Regional Council.
Following submissions by the parties, the hearing of this matter on its merits has been set to take place September 24-28, 2018, commencing at 10:00 a.m. (Central) each day, in Saskatoon, Saskatchewan at a venue to be determined and announced accordingly. The Hearing Panel also set June 7, 2018 at 10:00 a.m. (Central) as an interim appearance to consider any procedural or scheduling issues. All appearances before the Hearing Panel shall be open to the public, except as may be required for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent conducted business in the Maklin, Saskatchewan area.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 83,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.