For further information, please contact:
Hugh Corbett Managing Director, Enforcement
For immediate release
Respondent applies for review of MFDA Hearing Panel decision in respect of Robert Rush
September 18, 2014, (Toronto, Ontario) – A Hearing Panel of the Pacific Regional Council of the Mutual Fund Dealers Association of Canada (“MFDA”) issued its Decisions and Reasons on
2014, in connection with a disciplinary hearing held in Vancouver, British Columbia
in respect of Robert Bruce Rush. A copy of the Decision and Reasons is available on the MFDA
On March 3, 2014, Mr. Rush applied to the British Columbia Securities Commission (“BCSC”) for a Hearing and Review of the MFDA Hearing Panel’s decision, pursuant to sections 27 and 28 of the British Columbia Securities Act. A copy of Mr. Rush’s request for review is available on the BCSC website here.
The Review Hearing has been scheduled to commence on February 6, 2015, at 10:00 a.m. (Pacific) in the hearing located at the British Columbia Securities Commission, 701 West Georgia Street, 12th Floor, Vancouver, British Columbia.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 110 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.
DM 394335 v1