| Dec. 17/10 |
MFDA Hearing Panel accepts Settlement Agreement with Zenon Smiechowski |
| Dec. 17/10 |
MFDA sets new date for Hearing on the Merits in the Matter of Anthony MacFarlane |
| Dec. 15/10 |
MFDA Hearing Panel issues Reasons for Decision in the matter of Ronald L. Brown |
| Dec. 15/10 |
MFDA Hearing Panel issues Reasons for Decision in the matter of James Vilfort |
| Dec. 15/10 |
MFDA sets dates for Hearing on the Merits in the Matter of Stephen Smith |
| Dec. 14/10 |
MFDA issues Notice of Settlement Hearing regarding Zenon Smiechowski |
| Dec. 14/10 |
MFDA adjourns Hearing on the Merits in the Matter of Anthony MacFarlane |
| Dec. 14/10 |
MFDA sets dates for Hearing on the Merits in the Matter of Wijaysri Sivasubramanian |
| Dec. 14/10 |
MFDA sets date for Hearing on the Merits in the Matter of Michael Ryan |
| Dec. 13/10 |
MFDA Hearing Panel issues Reasons for Decision (Penalty) in the Matter of Gregory Burner |
| Dec. 13/10 |
MFDA issues Notice of Hearing regarding Laurier Capital Planning Inc. |
| Dec. 13/10 |
MFDA sets date for Settlement Hearing in the Matter of Mary Lambros |
| Dec. 07/10 |
MFDA reschedules Hearing on the Merits in the Matter of Connor Financial Corporation and Joel Gerrett Connor |
| Dec. 03/10 |
MFDA Hearing Panel accepts Settlement Agreement with Domenic Fanelli and makes findings against Michele Torchia |
| Dec. 03/10 |
MFDA Hearing Panel makes findings against James Vilfort |
| Dec. 03/10 |
MFDA Hearing Panel imposes sanctions on Gregory Burner |
| Dec. 03/10 |
MFDA Hearing Panel reserves judgment in the matter of Graham Hoard |
| Nov. 29/10 |
MFDA issues Notice of Hearing regarding Michael Ryan |
| Nov. 29/10 |
MFDA issues Notice of Hearing regarding Patricia Cuthbert |
| Nov. 26/10 |
MFDA Hearing Panel approves Settlement Agreement with Partners In Planning Financial Services Ltd. |
| Nov. 26/10 |
MFDA Hearing Panel accepts Settlement Agreement in the Matter of Luigi Ciardullo |
| Nov. 23/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Meiz Majdoub |
| Nov. 23/10 |
MFDA Hearing Panel approves Settlement Agreement in the Matter of Bradley Gabrielson |
| Nov. 18/10 |
MFDA issues Notice of Settlement Hearing regarding Mary Lambros |
| Nov. 16/10 |
MFDA sets dates for Hearing on the Merits in the Matter of James Woloshen |
| Nov. 16/10 |
MFDA sets new dates for Hearing on the Merits in the Matter of Pan Chen |
| Nov. 12/10 |
MFDA to resume Hearing in the Matter of Calogero Arcuri |
| Nov. 12/10 |
MFDA announces date and location for penalty submissions in the Matter of Marlene Legare |
| Nov. 10/10 |
MFDA issues Notice of Settlement Hearing regarding Partners In Planning Financial Services Ltd. |
| Nov. 10/10 |
MFDA sets Hearing dates in the Matter of Conrad Nunweiler |
| Nov. 10/10 |
MFDA reschedules first appearance in the Matter of James Woloshen |
| Nov. 08/10 |
MFDA schedules Hearing on the Merits in the Matter of Christopher Jones |
| Nov. 08/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Piotr Lipski |
| Nov. 03/10 |
MFDA Hearing Panel issues Decision and Reasons (Misconduct) in the Matter of Marlene Legare |
| Nov. 03/10 |
MFDA announces date and venue for continuation of Hearing in the Matter of Gregory Burner |
| Nov. 02/10 |
MFDA issues Notice of Hearing regarding James Woloshen |
| Nov. 01/10 |
MFDA to adjourn Hearing on the Merits in the Matter of Pan Chen |
| Nov. 01/10 |
MFDA reschedules Hearing on the Merits in the Matter of Connor Financial Corporation and Joel Gerrett Connor |
| Nov. 01/10 |
MFDA issues Notice of Settlement Hearing regarding Luigi Ciardullo |
| Oct. 29/10 |
MFDA Hearing Panel makes findings against Meiz Majdoub |
| Oct. 29/10 |
MFDA Schedules Next Appearance in the Matter of Wijaysri Sivasubramanian |
| Oct 27/10 |
MFDA schedules Hearing on the Merits in the Matter of Anthony MacFarlane |
| Oct 27/10 |
MFDA schedules Hearing on the Merits in the Matter of James Vilfort |
| Oct 27/10 |
MFDA schedules Hearing on the Merits in the Matter of Sergio Gizzo |
| Oct. 21/10 |
MFDA to adjourn Hearing on the Merits in the Matter of Anthony MacFarlane |
| Oct. 21/10 |
MFDA announces venue for Hearing on the Merits in the Matter of Graham Hoard |
| Oct. 21/10 |
MFDA announces venue for Hearing on the Merits in the Matter of Bradley Gabrielson |
| Oct. 21/10 |
MFDA announces venue for Hearing on the Merits in the Matter of Pan Chen |
| Oct. 21/10 |
MFDA Hearing Panel reserves judgment in the matter of Gary A. Price |
| Oct. 18/10 |
MFDA sets dates for Connor Financial Corporation and Joel Gerrett Connor Hearing in Vancouver, B.C. |
| Oct. 15/10 |
MFDA to adjourn Hearing on the Merits in the Matter of Connor Financial Corporation and Joel Gerrett Connor |
| Oct. 13/10 |
MFDA issues Notice of Hearing regarding Christopher Jones |
| Oct. 13/10 |
MFDA issues Notice of Hearing regarding Stephen Smith |
| Oct. 13/10 |
MFDA issues Notice of Hearing regarding James Vilfort |
| Oct. 13/10 |
MFDA issues Notice of Hearing regarding Conrad Nunweiler |
| Oct. 13/10 |
MFDA Hearing Panel makes findings against Piotr Lipski |
| Oct. 08/10 |
MFDA issues Notice of Hearing regarding Wijaysri Sivasubramanian |
| Oct. 05/10 |
MFDA Hearing Panel issues Reasons for Decision with respect to motions in the matter of Gary A. Price |
| Sept. 24/10 |
MFDA issues Notice of Settlement Hearing regarding Domenic Fanelli |
| Sept. 24/10 |
MFDA sets dates for Tadeusz Bytnar Hearing in Calgary, Alberta |
| Sept. 23/10 |
MFDA reschedules Hearing on the Merits in the Matter of Zenon Smiechowski |
| Sept. 23/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Jeffrey Levy |
| Sept. 23/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Michele and Jeffrey Longchamps |
| Sept. 21/10 |
MFDA Hearing Panel adjourns Tadeusz Bytnar First Appearance
|
| Sept. 15/10 |
MFDA Hearing Panel Reserves Judgment in Marlene Legare Hearing |
| Sept. 14/10 |
MFDA sets date for Michael Franco Hearing in Calgary, Alberta |
| Sept. 14/10 |
MFDA reschedules Hearing on the Merits in the Matter of Domenic Fanelli and Michele Torchia |
| Sept. 08/10 |
MFDA issues Notice of Hearing regarding Michael Franco |
| Sept. 08/10 |
MFDA sets Hearing dates in the Matter of Anthony MacFarlane |
| Sept. 03/10 |
MFDA concludes proceeding against William Henry McBride |
| Sept. 03/10 |
MFDA issues Notice of Hearing regarding Sergio Gizzo |
| Aug. 25/10 |
MFDA issues Notice of Hearing regarding Tadeusz Bytnar |
| Aug. 24/10 |
MFDA sets Hearing date in the Matter of Meiz Majdoub |
| Aug. 24/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Corner, Halladay, Hanson, Moore and Rainbird |
| Aug. 23/10 |
MFDA Hearing Panel accepts Settlement Agreement with Excel Financial Growth Inc. |
| Aug. 19/10 |
MFDA announces venue for Hearing on the Merits in the Matter of Connor Financial Corporation and Joel Gerrett Connor |
| Aug. 19/10 |
MFDA announces venue for Hearing on the Merits in the Matter of Piotr Lipski |
| Aug. 19/10 |
MFDA announces venue for Hearing on the Merits in the Matter of Zenon Smiechowski |
| Aug. 19/10 |
MFDA announces venue for continuation of Marlene Legare Hearing on the Merits |
| Aug. 18/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Worldsource Financial Management Inc. |
| Aug. 18/10 |
MFDA adjourns Settlement Hearing in the Matter of Gillian Gibson-Sargeant |
| Aug. 12/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Brian Nerdahl |
| Aug. 12/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Carmen Moerike |
| Aug. 12/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Roderick Iain McLeod |
| Aug. 12/10 |
MFDA sets Hearing dates in the Matter of Chris McAuley |
| Aug. 12/10 |
MFDA Hearing Panel issues Reasons for Decision (Misconduct) in the Matter of Gregory Burner |
| Aug. 09/10 |
MFDA sets dates for Pan Chen Hearing in Vancouver, British Columbia |
| Aug. 09/10 |
MFDA issues Notice of Hearing regarding Anthony MacFarlane |
| Aug. 09/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Nathan Disenhouse |
| Aug. 09/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Terry Sampson |
| Aug. 09/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Kent Westgard |
| July 26/10 |
MFDA sets Hearing date in the Matter of Graham Hoard |
| July 26/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of The Investment House of Canada Inc., Sanjiv Sawh and Vlad Trkulja |
| July 21/10 |
MFDA Hearing Panel makes findings against Gregory Burner |
| July 21/10 |
MFDA sets Hearing dates in the Matter of Piotr Lipski |
| July 19/10 |
MFDA adjourns Hearing in the matter of Calogero Arcuri |
| July 19/10 |
MFDA issues Notice of Settlement Hearing in the Matter of Gillian Gibson-Sargeant |
| July 15/10 |
MFDA Hearing Panel accepts Settlement Agreement with Worldsource Financial Management Inc. |
| July 15/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Douglas Ruemper |
| July 13/10 |
MFDA Hearing Panel accepts Settlement Agreement with Terry Sampson |
| July 13/10 |
MFDA issues Notice of Hearing regarding William H. McBride |
| July 09/10 |
MFDA issues Notice of Settlement Hearing in the Matter of Worldsource Financial Management Inc. |
| July 08/10 |
MFDA issues Notice of Hearing regarding Pan Chen |
| July 07/10 |
MFDA accepts Settlement Agreements in the Matter of Corner, Halladay, Moore, Rainbird and Hanson |
| July 07/10 |
MFDA issues Notice of Settlement Hearing in the Matter of Excel Financial Growth Inc. |
| July 07/10 |
MFDA reschedules first appearance in the matter of Chris McAuley |
| July 07/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Michael Johns |
| July 07/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Christopher Nivet |
| July 07/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Michael Rosenfelder |
| July 07/10 |
MFDA Announces Rod McLeod, Q.C., Chair of the Board |
| July 02/10 |
MFDA issues Notice of Settlement Hearing in the Matter of Corner, Halladay, Moore, Rainbird and Hanson |
| June 28/10 |
MFDA issues Notice of Hearing regarding Chris McAuley |
| June 23/10 |
MFDA adjourns Hearing on the Merits in the Matter of Gillian Gibson-Sargeant |
| June 22/10 |
MFDA issues Notice of Hearing regarding Graham Hoard |
| June 22/10 |
MFDA issues Notice of Hearing regarding Meiz Majdoub |
| June 22/10 |
Hearing Panel makes findings against Ronald L. Brown |
| June 21/10 |
MFDA sets dates for Bradley Gabrielson Hearing in Calgary, Alberta |
| June 18/10 |
MFDA Hearing Panel approves Settlement Agreement with Nathan Disenhouse |
| June 17/10 |
MFDA issues Notice of Settlement Hearing regarding Terry Sampson |
| June 17/10 |
MFDA issues Notice of Settlement Hearing regarding Nathan Disenhouse |
| June 16/10 |
MFDA Announces Location of Terry Sampson Hearing |
| June 14/10 |
MFDA Hearing Panel accepts Settlement Agreement with Brian Nerdahl |
| June 11/10 |
MFDA issues Notice of Settlement Hearing regarding Brian Nerdahl
|
| June 10/10 |
MFDA Hearing Panel accepts Settlement Agreement with Roderick Iain McLeod |
| June 08/10 |
MFDA Hearing Panel adjourns Hearing in the Matter of Nathan Disenhouse |
| June 08/10 |
MFDA Panel hears motion and changes venue for Hearing on the Merits in the Matter of Ronald Brown |
| June 07/10 |
MFDA announces location of Gregory Burner Hearing |
| June 07/10 |
MFDA sets date for Terry Lynn Sampson Hearing in Edmonton, Alberta |
| June 04/10 |
MFDA Hearing Panel approves Settlement Agreement with Michael Johns |
| June 02/10 |
MFDA issues Notice of Settlement Hearing regarding Roderick Iain McLeod |
| June 02/10 |
MFDA Hearing Panel adjourns Hearing in the Matter of Michael Johns |
| June 02/10 |
MFDA Hearing Panel sets dates for Hearing on the Merits in the Matter of Gary Price |
| May 28/10 |
MFDA issues Notice of Hearing regarding Bradley Gabrielson |
| May 28/10 |
MFDA issues Notice of Hearing regarding Piotr Lipski |
| May 28/10 |
MFDA Hearing Panel accepts Settlement Agreement with Carmen Moerike |
| May 26/10 |
MFDA Hearing Panel accepts Settlement Agreement with Douglas Ruemper |
| May 19/10 |
MFDA Hearing Panel makes findings against Jeffrey Levy |
| May 18/10 |
Hearing Panel terminates ASL Direct Inc.’s membership in the MFDA |
| May 18/10 |
MFDA Hearing Panel issues Reasons for Decision with respect to David Irwin Settlement Hearing |
| May 18/10 |
MFDA Hearing Panel issues Reasons for Decision with respect to Luc Laverdiere Hearing |
| May 14/10 |
MFDA issues Notice of Application regarding ASL Direct Inc. |
| May 13/10 |
MFDA sets dates for Zenon Smiechowski Hearing in Vancouver, British Columbia |
| May 12/10 |
MFDA issues Notice of Hearing regarding Terry Sampson |
| May 12/10 |
MFDA reschedules Hearing on the Merits in the matter of Calogero Arcuri |
| May 11/10 |
MFDA issues Notice of Settlement Hearing regarding Douglas Ruemper |
| May 11/10 |
MFDA issues Notice of Settlement Hearing regarding Carmen Moerike |
| May 06/10 |
MFDA issues Notice of Hearing regarding Zenon Smiechowski |
| May 06/10 |
MFDA Hearing Panel accepts Settlement Agreement with Christopher Nivet |
| May 05/10 |
MFDA Hearing Panel accepts Settlement Agreement with Adrian Leemhuis |
| May 03/10 |
MFDA Hearing Panel makes findings against Luc Laverdiere |
| Apr. 29/10 |
MFDA Hearing Panel makes findings against Kent Westgard |
| Apr. 27/10 |
MFDA Hearing Panel issues Reasons for Decision with respect to Alan Kruss Settlement Hearing |
| Apr. 27/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Paul Henry |
| Apr. 23/10 |
Hearing on the Merits resumes in the Matter of Marlene Legare |
| Apr. 23/10 |
MFDA Hearing Panel reserves judgment in Adrian Leemhuis settlement hearing |
| Apr. 20/10 |
MFDA Hearing Panel accepts Settlement Agreement with Michael Rosenfelder |
| Apr. 19/10 |
MFDA issues Notice of Settlement Hearing regarding Adrian Leemhuis |
| Apr. 16/10 |
MFDA issues Notice of Settlement Hearing in the Matter of Michael Rosenfelder |
| Apr. 16/10 |
MFDA sets date for Gregory Burner Hearing in Winnipeg, Manitoba |
| Apr. 15/10 |
MFDA sets date for Gillian Gibson-Sargeant Hearing in Toronto, Ontario |
| Apr. 14/10 |
MFDA Hearing Panel approves Settlement Agreement with David Irwin |
| Apr. 12/10 |
MFDA Hearing Panel approves Settlement Agreement with The Investment House of Canada Inc., Sanjiv Sawh and Vlad Trkulja |
| Apr. 08/10 |
MFDA announces location of Luc Laverdiere Hearing |
| Apr. 08/10 |
MFDA announces location of Kent Westgard Hearing |
| Apr. 08/10 |
MFDA announces location of Douglas Ruemper Hearing |
| Apr. 05/10 |
MFDA issues Notice of Hearing regarding Gregory Burner |
| Apr. 01/10 |
MFDA adjourns Hearing on the Merits in the matter of The Investment House of Canada Inc., Sanjiv Sawh and Vlad Trkulja |
| Mar. 29/10 |
MFDA Hearing Panel makes findings against Paul Anthony Henry |
| Mar. 29/10 |
MFDA announces location of Carmen Moerike Hearing |
| Mar. 24/10 |
MFDA Hearing Panel approves Settlement Agreement with Alan Roy Kruss |
| Mar. 23/10 |
MFDA sets dates for Hearing on the Merits in the Matter of Domenic Fanelli and Michele Torchia |
| Mar. 23/10 |
MFDA issues Notice of Hearing regarding Gillian Ann Gibson-Sargeant |
| Mar. 23/10 |
MFDA Hearing Panel Issues Reasons for Decision in the Matter of Kevin Desbois |
| Mar. 15/10 |
MFDA announces next appearance in the Matter of Domenic Fanelli and Michele Torchia |
| Mar. 09/10 |
MFDA Hearing Panel makes findings against Kevin Desbois |
| Mar. 09/10 |
MFDA Hearing Panel issues Reasons for Decision in Bruce P. Schriver Hearing |
| Mar. 03/10 |
MFDA issues Notice of Settlement Hearing regarding Christopher Nivet |
| Feb. 25/10 |
MFDA Hearing Panel issues Decision and Reasons with respect to Donald Cunningham Settlement Hearing |
| Feb. 25/10 |
MFDA sets dates for Douglas Ruemper Hearing in Vancouver, British Columbia |
| Feb. 23/10 |
MFDA sets date for Ronald L. Brown Hearing in Toronto |
| Feb. 16/10 |
MFDA sets dates for Connor Financial Corporation and Joel Gerrett (Gerry) Connor Hearing in Vancouver |
| Feb. 16/10 |
MFDA sets date for Roderick Iain McLeod Hearing in Toronto, Ontario
|
| Feb. 09/10 |
MFDA announces next appearance in the Matter of Ronald L. Brown |
| Feb. 09/10 |
MFDA Hearing Panel issues Reasons for Decision with respect to Ben Kaley Settlement Agreement |
| Feb. 08/10 |
MFDA sets dates for Nathan Disenhouse Hearing on the Merits |
| Feb. 03/10 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Daniel Moyaert |
| Jan. 29/10 |
MFDA sets dates for Corner, Halladay, Hanson, Moore and Rainbird Hearing in Toronto
|
| Jan. 28/10 |
MFDA Hearing Panel makes findings against Michele and Jeffrey Longchamps |
| Jan. 25/10 |
MFDA Hearing Panel issues Reasons for Decision with respect to Cory Griffiths Settlement Agreement |
| Jan. 25/10 |
MFDA issues Notice of Settlement Hearing regarding Alan Roy Kruss |
| Jan. 25/10 |
MFDA sets date for Calogero Arcuri Hearing in Toronto, Ontario |
| Jan. 22/10 |
MFDA Hearing Panel approves Settlement Agreement with Carmine Mazzotta |
| Jan. 21/10 |
MFDA issues Notice of Hearing regarding Douglas Bryan Ruemper |
| Jan. 21/10 |
MFDA Hearing Panel issues Reasons for Decision with respect to IOCT Financial Inc. and Michelle Anne Bolhuis Settlement Hearing |
| Jan. 21/10 |
MFDA Hearing Panel issues Reasons for Decision with respect to Mark Kricievski Settlement Hearing |
| Jan. 21/10 |
MFDA reschedules Hearing on the Merits in the Matter of Brian Nerdahl |
| Jan. 20/10 |
MFDA issues Notice of Settlement Hearing regarding Carmine Mazzotta |
| Jan. 19/10 |
MFDA sets dates for ASL Direct Inc. and Adrian Leemhuis Hearing on the Merits |
| Jan. 19/10 |
MFDA Hearing Panel makes findings against Daniel Moyaert |
| Jan. 18/10 |
MFDA sets date for Luc Laverdiere Hearing in Vancouver, British Columbia |
| Jan. 18/10 |
MFDA issues Notice of Hearing regarding Connor Financial Corporation and Joel Gerrett (Gerry) Connor |
| Jan 14/10 |
MFDA Hearing Panel issues Reasons for Decision with respect to Douglas St. Arnault Settlement Hearing |
| Jan 14/10 |
MFDA sets Hearing dates in the matter of The Investment House of Canada Inc., Sanjiv Sawh and Vlad Trkulja |
| Jan. 12/10 |
MFDA sets date for Kent Westgard Hearing in Calgary, Alberta |
| Jan. 12/10 |
MFDA Hearing Panel reschedules Michael Johns Hearing |
| Jan. 12/10 |
MFDA reschedules Hearing in the Matter of David Irwin |
| Jan. 11/10 |
MFDA confirms next appearance in the Matter of ASL Direct Inc. and Adrian S. Leemhuis |
| Jan. 06/10 |
MFDA issues Notice of Hearing regarding Kent Westgard |
| Jan. 05/10 |
MFDA Hearing Panel reschedules Marlene Legare hearing |
| Jan. 05/10 |
MFDA issues Notice of Hearing regarding Nathan H. Disenhouse |
