2010 News Releases
Dec. 17/10 MFDA Hearing Panel accepts Settlement Agreement with Zenon Smiechowski
Dec. 17/10 MFDA sets new date for Hearing on the Merits in the Matter of Anthony MacFarlane
Dec. 15/10 MFDA Hearing Panel issues Reasons for Decision in the matter of Ronald L. Brown
Dec. 15/10 MFDA Hearing Panel issues Reasons for Decision in the matter of James Vilfort
Dec. 15/10 MFDA sets dates for Hearing on the Merits in the Matter of Stephen Smith
Dec. 14/10 MFDA issues Notice of Settlement Hearing regarding Zenon Smiechowski
Dec. 14/10 MFDA adjourns Hearing on the Merits in the Matter of Anthony MacFarlane
Dec. 14/10 MFDA sets dates for Hearing on the Merits in the Matter of Wijaysri Sivasubramanian
Dec. 14/10 MFDA sets date for Hearing on the Merits in the Matter of Michael Ryan
Dec. 13/10 MFDA Hearing Panel issues Reasons for Decision (Penalty) in the Matter of Gregory Burner
Dec. 13/10 MFDA issues Notice of Hearing regarding Laurier Capital Planning Inc.
Dec. 13/10 MFDA sets date for Settlement Hearing in the Matter of Mary Lambros
Dec. 07/10 MFDA reschedules Hearing on the Merits in the Matter of Connor Financial Corporation and Joel Gerrett Connor
Dec. 03/10 MFDA Hearing Panel accepts Settlement Agreement with Domenic Fanelli and makes findings against Michele Torchia
Dec. 03/10 MFDA Hearing Panel makes findings against James Vilfort
Dec. 03/10 MFDA Hearing Panel imposes sanctions on Gregory Burner
Dec. 03/10 MFDA Hearing Panel reserves judgment in the matter of Graham Hoard
Nov. 29/10 MFDA issues Notice of Hearing regarding Michael Ryan
Nov. 29/10 MFDA issues Notice of Hearing regarding Patricia Cuthbert
Nov. 26/10 MFDA Hearing Panel approves Settlement Agreement with Partners In Planning Financial Services Ltd.
Nov. 26/10 MFDA Hearing Panel accepts Settlement Agreement in the Matter of Luigi Ciardullo
Nov. 23/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Meiz Majdoub
Nov. 23/10 MFDA Hearing Panel approves Settlement Agreement in the Matter of Bradley Gabrielson
Nov. 18/10 MFDA issues Notice of Settlement Hearing regarding Mary Lambros
Nov. 16/10 MFDA sets dates for Hearing on the Merits in the Matter of James Woloshen
Nov. 16/10 MFDA sets new dates for Hearing on the Merits in the Matter of Pan Chen
Nov. 12/10 MFDA to resume Hearing in the Matter of Calogero Arcuri
Nov. 12/10 MFDA announces date and location for penalty submissions in the Matter of Marlene Legare
Nov. 10/10 MFDA issues Notice of Settlement Hearing regarding Partners In Planning Financial Services Ltd.
Nov. 10/10 MFDA sets Hearing dates in the Matter of Conrad Nunweiler
Nov. 10/10 MFDA reschedules first appearance in the Matter of James Woloshen
Nov. 08/10 MFDA schedules Hearing on the Merits in the Matter of Christopher Jones
Nov. 08/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Piotr Lipski
Nov. 03/10 MFDA Hearing Panel issues Decision and Reasons (Misconduct) in the Matter of Marlene Legare
Nov. 03/10 MFDA announces date and venue for continuation of Hearing in the Matter of Gregory Burner
Nov. 02/10 MFDA issues Notice of Hearing regarding James Woloshen
Nov. 01/10 MFDA to adjourn Hearing on the Merits in the Matter of Pan Chen
Nov. 01/10 MFDA reschedules Hearing on the Merits in the Matter of Connor Financial Corporation and Joel Gerrett Connor
Nov. 01/10 MFDA issues Notice of Settlement Hearing regarding Luigi Ciardullo
Oct. 29/10 MFDA Hearing Panel makes findings against Meiz Majdoub
Oct. 29/10 MFDA Schedules Next Appearance in the Matter of Wijaysri Sivasubramanian
Oct 27/10 MFDA schedules Hearing on the Merits in the Matter of Anthony MacFarlane
Oct 27/10 MFDA schedules Hearing on the Merits in the Matter of James Vilfort
Oct 27/10 MFDA schedules Hearing on the Merits in the Matter of Sergio Gizzo
Oct. 21/10 MFDA to adjourn Hearing on the Merits in the Matter of Anthony MacFarlane
Oct. 21/10 MFDA announces venue for Hearing on the Merits in the Matter of Graham Hoard
Oct. 21/10 MFDA announces venue for Hearing on the Merits in the Matter of Bradley Gabrielson
Oct. 21/10 MFDA announces venue for Hearing on the Merits in the Matter of Pan Chen
Oct. 21/10 MFDA Hearing Panel reserves judgment in the matter of Gary A. Price
Oct. 18/10 MFDA sets dates for Connor Financial Corporation and Joel Gerrett Connor Hearing in Vancouver, B.C.
Oct. 15/10 MFDA to adjourn Hearing on the Merits in the Matter of Connor Financial Corporation and Joel Gerrett Connor
Oct. 13/10 MFDA issues Notice of Hearing regarding Christopher Jones
Oct. 13/10 MFDA issues Notice of Hearing regarding Stephen Smith
Oct. 13/10 MFDA issues Notice of Hearing regarding James Vilfort
Oct. 13/10 MFDA issues Notice of Hearing regarding Conrad Nunweiler
Oct. 13/10 MFDA Hearing Panel makes findings against Piotr Lipski
Oct. 08/10 MFDA issues Notice of Hearing regarding Wijaysri Sivasubramanian
Oct. 05/10 MFDA Hearing Panel issues Reasons for Decision with respect to motions in the matter of Gary A. Price
Sept. 24/10 MFDA issues Notice of Settlement Hearing regarding Domenic Fanelli
Sept. 24/10 MFDA sets dates for Tadeusz Bytnar Hearing in Calgary, Alberta
Sept. 23/10 MFDA reschedules Hearing on the Merits in the Matter of Zenon Smiechowski
Sept. 23/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Jeffrey Levy
Sept. 23/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Michele and Jeffrey Longchamps
Sept. 21/10 MFDA Hearing Panel adjourns Tadeusz Bytnar First Appearance
Sept. 15/10 MFDA Hearing Panel Reserves Judgment in Marlene Legare Hearing
Sept. 14/10 MFDA sets date for Michael Franco Hearing in Calgary, Alberta
Sept. 14/10 MFDA reschedules Hearing on the Merits in the Matter of Domenic Fanelli and Michele Torchia
Sept. 08/10 MFDA issues Notice of Hearing regarding Michael Franco
Sept. 08/10 MFDA sets Hearing dates in the Matter of Anthony MacFarlane
Sept. 03/10 MFDA concludes proceeding against William Henry McBride
Sept. 03/10 MFDA issues Notice of Hearing regarding Sergio Gizzo
Aug. 25/10 MFDA issues Notice of Hearing regarding Tadeusz Bytnar
Aug. 24/10 MFDA sets Hearing date in the Matter of Meiz Majdoub
Aug. 24/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Corner, Halladay, Hanson, Moore and Rainbird
Aug. 23/10 MFDA Hearing Panel accepts Settlement Agreement with Excel Financial Growth Inc.
Aug. 19/10 MFDA announces venue for Hearing on the Merits in the Matter of Connor Financial Corporation and Joel Gerrett Connor
Aug. 19/10 MFDA announces venue for Hearing on the Merits in the Matter of Piotr Lipski
Aug. 19/10 MFDA announces venue for Hearing on the Merits in the Matter of Zenon Smiechowski
Aug. 19/10 MFDA announces venue for continuation of Marlene Legare Hearing on the Merits
Aug. 18/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Worldsource Financial Management Inc.
Aug. 18/10 MFDA adjourns Settlement Hearing in the Matter of Gillian Gibson-Sargeant
Aug. 12/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Brian Nerdahl
Aug. 12/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Carmen Moerike
Aug. 12/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Roderick Iain McLeod
Aug. 12/10 MFDA sets Hearing dates in the Matter of Chris McAuley
Aug. 12/10 MFDA Hearing Panel issues Reasons for Decision (Misconduct) in the Matter of Gregory Burner
Aug. 09/10 MFDA sets dates for Pan Chen Hearing in Vancouver, British Columbia
Aug. 09/10 MFDA issues Notice of Hearing regarding Anthony MacFarlane
Aug. 09/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Nathan Disenhouse
Aug. 09/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Terry Sampson
Aug. 09/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Kent Westgard
July 26/10 MFDA sets Hearing date in the Matter of Graham Hoard
July 26/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of The Investment House of Canada Inc., Sanjiv Sawh and Vlad Trkulja
July 21/10 MFDA Hearing Panel makes findings against Gregory Burner
July 21/10 MFDA sets Hearing dates in the Matter of Piotr Lipski
July 19/10 MFDA adjourns Hearing in the matter of Calogero Arcuri
July 19/10 MFDA issues Notice of Settlement Hearing in the Matter of Gillian Gibson-Sargeant
July 15/10 MFDA Hearing Panel accepts Settlement Agreement with Worldsource Financial Management Inc.
July 15/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Douglas Ruemper
July 13/10 MFDA Hearing Panel accepts Settlement Agreement with Terry Sampson
July 13/10 MFDA issues Notice of Hearing regarding William H. McBride
July 09/10 MFDA issues Notice of Settlement Hearing in the Matter of Worldsource Financial Management Inc.
July 08/10 MFDA issues Notice of Hearing regarding Pan Chen
July 07/10 MFDA accepts Settlement Agreements in the Matter of Corner, Halladay, Moore, Rainbird and Hanson
July 07/10 MFDA issues Notice of Settlement Hearing in the Matter of Excel Financial Growth Inc.
July 07/10 MFDA reschedules first appearance in the matter of Chris McAuley
July 07/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Michael Johns
July 07/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Christopher Nivet
July 07/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Michael Rosenfelder
July 07/10 MFDA Announces Rod McLeod, Q.C., Chair of the Board
July 02/10 MFDA issues Notice of Settlement Hearing in the Matter of Corner, Halladay, Moore, Rainbird and Hanson
June 28/10 MFDA issues Notice of Hearing regarding Chris McAuley
June 23/10 MFDA adjourns Hearing on the Merits in the Matter of Gillian Gibson-Sargeant
June 22/10 MFDA issues Notice of Hearing regarding Graham Hoard
June 22/10 MFDA issues Notice of Hearing regarding Meiz Majdoub
June 22/10 Hearing Panel makes findings against Ronald L. Brown
June 21/10 MFDA sets dates for Bradley Gabrielson Hearing in Calgary, Alberta
June 18/10 MFDA Hearing Panel approves Settlement Agreement with Nathan Disenhouse
June 17/10 MFDA issues Notice of Settlement Hearing regarding Terry Sampson
June 17/10 MFDA issues Notice of Settlement Hearing regarding Nathan Disenhouse
June 16/10 MFDA Announces Location of Terry Sampson Hearing
June 14/10 MFDA Hearing Panel accepts Settlement Agreement with Brian Nerdahl
June 11/10 MFDA issues Notice of Settlement Hearing regarding Brian Nerdahl
June 10/10 MFDA Hearing Panel accepts Settlement Agreement with Roderick Iain McLeod
June 08/10 MFDA Hearing Panel adjourns Hearing in the Matter of Nathan Disenhouse
June 08/10 MFDA Panel hears motion and changes venue for Hearing on the Merits in the Matter of Ronald Brown
June 07/10 MFDA announces location of Gregory Burner Hearing
June 07/10 MFDA sets date for Terry Lynn Sampson Hearing in Edmonton, Alberta
June 04/10 MFDA Hearing Panel approves Settlement Agreement with Michael Johns
June 02/10 MFDA issues Notice of Settlement Hearing regarding Roderick Iain McLeod
June 02/10 MFDA Hearing Panel adjourns Hearing in the Matter of Michael Johns
June 02/10 MFDA Hearing Panel sets dates for Hearing on the Merits in the Matter of Gary Price
May 28/10 MFDA issues Notice of Hearing regarding Bradley Gabrielson
May 28/10 MFDA issues Notice of Hearing regarding Piotr Lipski
May 28/10 MFDA Hearing Panel accepts Settlement Agreement with Carmen Moerike
May 26/10 MFDA Hearing Panel accepts Settlement Agreement with Douglas Ruemper
May 19/10 MFDA Hearing Panel makes findings against Jeffrey Levy
May 18/10 Hearing Panel terminates ASL Direct Inc.’s membership in the MFDA
May 18/10 MFDA Hearing Panel issues Reasons for Decision with respect to David Irwin Settlement Hearing
May 18/10 MFDA Hearing Panel issues Reasons for Decision with respect to Luc Laverdiere Hearing
May 14/10 MFDA issues Notice of Application regarding ASL Direct Inc.
May 13/10 MFDA sets dates for Zenon Smiechowski Hearing in Vancouver, British Columbia
May 12/10 MFDA issues Notice of Hearing regarding Terry Sampson
May 12/10 MFDA reschedules Hearing on the Merits in the matter of Calogero Arcuri
May 11/10 MFDA issues Notice of Settlement Hearing regarding Douglas Ruemper
May 11/10 MFDA issues Notice of Settlement Hearing regarding Carmen Moerike
May 06/10 MFDA issues Notice of Hearing regarding Zenon Smiechowski
May 06/10 MFDA Hearing Panel accepts Settlement Agreement with Christopher Nivet
May 05/10 MFDA Hearing Panel accepts Settlement Agreement with Adrian Leemhuis
May 03/10 MFDA Hearing Panel makes findings against Luc Laverdiere
Apr. 29/10 MFDA Hearing Panel makes findings against Kent Westgard
Apr. 27/10 MFDA Hearing Panel issues Reasons for Decision with respect to Alan Kruss Settlement Hearing
Apr. 27/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Paul Henry
Apr. 23/10 Hearing on the Merits resumes in the Matter of Marlene Legare
Apr. 23/10 MFDA Hearing Panel reserves judgment in Adrian Leemhuis settlement hearing
Apr. 20/10 MFDA Hearing Panel accepts Settlement Agreement with Michael Rosenfelder
Apr. 19/10 MFDA issues Notice of Settlement Hearing regarding Adrian Leemhuis
Apr. 16/10 MFDA issues Notice of Settlement Hearing in the Matter of Michael Rosenfelder
Apr. 16/10 MFDA sets date for Gregory Burner Hearing in Winnipeg, Manitoba
Apr. 15/10 MFDA sets date for Gillian Gibson-Sargeant Hearing in Toronto, Ontario
Apr. 14/10 MFDA Hearing Panel approves Settlement Agreement with David Irwin
Apr. 12/10 MFDA Hearing Panel approves Settlement Agreement with The Investment House of Canada Inc., Sanjiv Sawh and Vlad Trkulja
Apr. 08/10 MFDA announces location of Luc Laverdiere Hearing
Apr. 08/10 MFDA announces location of Kent Westgard Hearing
Apr. 08/10 MFDA announces location of Douglas Ruemper Hearing
Apr. 05/10 MFDA issues Notice of Hearing regarding Gregory Burner
Apr. 01/10 MFDA adjourns Hearing on the Merits in the matter of The Investment House of Canada Inc., Sanjiv Sawh and Vlad Trkulja
Mar. 29/10 MFDA Hearing Panel makes findings against Paul Anthony Henry
Mar. 29/10 MFDA announces location of Carmen Moerike Hearing
Mar. 24/10 MFDA Hearing Panel approves Settlement Agreement with Alan Roy Kruss
Mar. 23/10 MFDA sets dates for Hearing on the Merits in the Matter of Domenic Fanelli and Michele Torchia
Mar. 23/10 MFDA issues Notice of Hearing regarding Gillian Ann Gibson-Sargeant
Mar. 23/10 MFDA Hearing Panel Issues Reasons for Decision in the Matter of Kevin Desbois
Mar. 15/10 MFDA announces next appearance in the Matter of Domenic Fanelli and Michele Torchia
Mar. 09/10 MFDA Hearing Panel makes findings against Kevin Desbois
Mar. 09/10 MFDA Hearing Panel issues Reasons for Decision in Bruce P. Schriver Hearing
Mar. 03/10 MFDA issues Notice of Settlement Hearing regarding Christopher Nivet
Feb. 25/10 MFDA Hearing Panel issues Decision and Reasons with respect to Donald Cunningham Settlement Hearing
Feb. 25/10 MFDA sets dates for Douglas Ruemper Hearing in Vancouver, British Columbia
Feb. 23/10 MFDA sets date for Ronald L. Brown Hearing in Toronto
Feb. 16/10 MFDA sets dates for Connor Financial Corporation and Joel Gerrett (Gerry) Connor Hearing in Vancouver
Feb. 16/10 MFDA sets date for Roderick Iain McLeod Hearing in Toronto, Ontario
Feb. 09/10 MFDA announces next appearance in the Matter of Ronald L. Brown
Feb. 09/10 MFDA Hearing Panel issues Reasons for Decision with respect to Ben Kaley Settlement Agreement
Feb. 08/10 MFDA sets dates for Nathan Disenhouse Hearing on the Merits
Feb. 03/10 MFDA Hearing Panel issues Reasons for Decision in the Matter of Daniel Moyaert
Jan. 29/10 MFDA sets dates for Corner, Halladay, Hanson, Moore and Rainbird Hearing in Toronto
Jan. 28/10 MFDA Hearing Panel makes findings against Michele and Jeffrey Longchamps
Jan. 25/10 MFDA Hearing Panel issues Reasons for Decision with respect to Cory Griffiths Settlement Agreement
Jan. 25/10 MFDA issues Notice of Settlement Hearing regarding Alan Roy Kruss
Jan. 25/10 MFDA sets date for Calogero Arcuri Hearing in Toronto, Ontario
Jan. 22/10 MFDA Hearing Panel approves Settlement Agreement with Carmine Mazzotta
Jan. 21/10 MFDA issues Notice of Hearing regarding Douglas Bryan Ruemper
Jan. 21/10 MFDA Hearing Panel issues Reasons for Decision with respect to IOCT Financial Inc. and Michelle Anne Bolhuis Settlement Hearing
Jan. 21/10 MFDA Hearing Panel issues Reasons for Decision with respect to Mark Kricievski Settlement Hearing
Jan. 21/10 MFDA reschedules Hearing on the Merits in the Matter of Brian Nerdahl
Jan. 20/10 MFDA issues Notice of Settlement Hearing regarding Carmine Mazzotta
Jan. 19/10 MFDA sets dates for ASL Direct Inc. and Adrian Leemhuis Hearing on the Merits
Jan. 19/10 MFDA Hearing Panel makes findings against Daniel Moyaert
Jan. 18/10 MFDA sets date for Luc Laverdiere Hearing in Vancouver, British Columbia
Jan. 18/10 MFDA issues Notice of Hearing regarding Connor Financial Corporation and Joel Gerrett (Gerry) Connor
Jan 14/10 MFDA Hearing Panel issues Reasons for Decision with respect to Douglas St. Arnault Settlement Hearing
Jan 14/10 MFDA sets Hearing dates in the matter of The Investment House of Canada Inc., Sanjiv Sawh and Vlad Trkulja
Jan. 12/10 MFDA sets date for Kent Westgard Hearing in Calgary, Alberta
Jan. 12/10 MFDA Hearing Panel reschedules Michael Johns Hearing
Jan. 12/10 MFDA reschedules Hearing in the Matter of David Irwin
Jan. 11/10 MFDA confirms next appearance in the Matter of ASL Direct Inc. and Adrian S. Leemhuis
Jan. 06/10 MFDA issues Notice of Hearing regarding Kent Westgard
Jan. 05/10 MFDA Hearing Panel reschedules Marlene Legare hearing
Jan. 05/10 MFDA issues Notice of Hearing regarding Nathan H. Disenhouse

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