2011 News Releases
Dec. 19/11 MFDA announces disciplinary proceeding in respect of Anu Jain
Dec. 16/11 MFDA issues Notice of Settlement Hearing in respect of W. H. Stuart Mutuals Ltd.
Dec. 16/11 MFDA issues Notice of Settlement Hearing in respect of FundEX Investments Inc.
Dec. 16/11 MFDA issues Notice of Settlement Hearing in respect of Investia Financial Services Inc.
Dec. 16/11 MFDA Hearing Panel issues Reasons for Decision in the matter of Ronald Bestard
Dec. 15/11 MFDA Hearing Panel sets date for Hearing on the Merits in the matter of Youssef Hamzi
Dec. 14/11 MFDA Hearing Panel sets dates for Hearing on the Merits in the matter of Enzo DeVuono
Dec. 14/11 MFDA announces dates and venue for continuation of hearing in the matter of Conrad Nunweiler
Dec. 14/11 MFDA announces venue for Michael Labrick Harvey Hearing in Vancouver, British Columbia
Dec. 14/11 MFDA announces disciplinary proceeding in respect of Russell Brower-Berkhoven
Dec. 14/11 MFDA issues Notice of Settlement Hearing in respect of Monarch Wealth Corporation
Dec. 09/11 MFDA Hearing Panel accepts Settlement Agreement with Ronald Bestard
Dec. 09/11 MFDA to reschedule Hearing on the Merits in the matter of Enzo DeVuono
Dec. 07/11 MFDA sets date for Hearing on the Merits in the matter of Muchoki Simba
Dec. 07/11 MFDA announces disciplinary proceeding in respect of Jade Mason
Dec. 06/11 MFDA announces disciplinary proceeding in respect of Chad Peters
Dec. 05/11 MFDA issues Notice of Settlement Hearing in respect of Ronald Bestard
Dec. 02/11 MFDA announces disciplinary proceeding in respect of Mark Faiz Sakkejha
Nov. 30/11 MFDA sets dates for Hearing on the Merits in the matter of Scott Devries
Nov. 29/11 MFDA Hearing Panel issues Reasons for Decision in the Matter of Richard Hefford
Nov. 28/11 MFDA announces disciplinary proceeding in respect of Muchoki Simba
Nov. 25/11 MFDA Hearing Panel adjourns Scott Devries first appearance
Nov. 23/11 MFDA Hearing Panel adjourns Youssef Hamzi first appearance
Nov. 22/11 MFDA Hearing Panel accepts Settlement Agreement with Jennifer Killins
Nov. 18/11 Respondent applies for review of MFDA Hearing Panel decision in the matter of Marlene Legare
Nov. 17/11 MFDA Hearing Panel issues Reasons for Decision in the matter of Gideon Wiseman
Nov. 16/11 MFDA Hearing Panel issues Reasons for Decision in the matter of M. Hershberg Capital Limited
Nov. 15/11 MFDA Hearing Panel accepts Settlement Agreement with Richard Hefford
Nov. 14/11 MFDA Hearing Panel reserves judgment in the matter of Michael Darrell Harvey
Nov. 14/11 MFDA issues Notice of Settlement Hearing in respect of Richard Hefford
Nov. 04/11 MFDA Hearing Panel issues Reasons for Decision in the Matter of David Vitch
Nov. 04/11 MFDA Hearing Panel issues Reasons for Decision in the Matter of Carmel Toussaint
Nov. 04/11 MFDA Hearing Panel issues Reasons for Decision in the Matter of Gregory Dickson
Nov. 03/11 MFDA announces disciplinary proceeding in respect of Scott Devries
Nov. 02/11 MFDA sets date for Hearing on the Merits in the matter of Bayant S. Dhindsa
Oct. 27/11 MFDA sets date for Hearing on the Merits in the matter of Roberto Mammone
Oct. 20/11 MFDA Hearing Panel issues Reasons for Decision in the matter of Douglas Wellings
Oct. 18/11 MFDA announces disciplinary proceeding in respect of Youssef Hamzi
Oct. 17/11 MFDA Hearing Panel accepts Settlement Agreement with M. Hershberg Capital Limited
Oct. 14/11 MFDA Hearing Panel accepts Settlement Agreement with Info Financial Consulting Group Inc.
Oct. 14/11 MFDA announces disciplinary proceeding in respect of Bayant S. Dhindsa
Oct. 04/11 MFDA issues Notice of Settlement Hearing regarding M. Hershberg Capital Limited
Oct. 04/11 MFDA issues Notice of Settlement Hearing regarding Info Financial Consulting Group Inc.
Oct. 03/11 MFDA sets date for Hearing on the Merits in the Matter of Michael Labrick Harvey
Oct. 03/11 MFDA reschedules continuation of Hearing on the Merits in the Matter of Michael Darrell Harvey
Sept. 27/11 MFDA Hearing Panel issues Decision and Reasons (Penalty) in the matter of Gary A. Price
Sept. 27/11 MFDA Hearing Panel issues Decision and Reasons in the Matter of Scott C. Armstrong
Sept. 27/11 MFDA Hearing Panel makes findings against Douglas Wellings
Sept. 23/11 MFDA Hearing Panel makes findings against Gregory Dickson
Sept. 21/11 MFDA announces disciplinary proceeding in respect of Roberto Mammone
Sept. 21/11 MFDA sets dates for Hearing on the Merits in the Matter of Ajit S. Basi
Sept. 20/11 MFDA Hearing Panel adjourns Michael Darrell Harvey Hearing on the Merits
Sept. 20/11 MFDA Hearing Panel accepts Settlement Agreement with David Potter
Sept. 15/11 MFDA Hearing Panel makes findings against Carmel Toussaint
Sept. 14/11 MFDA Hearing Panel issues Reasons for Decision in the Matter of Queensbury Strategies Inc.
Sept. 14/11 MFDA Hearing Panel issues Reasons for Decision in the Matter of Sentinel Financial Management Corp.
Sept. 14/11 MFDA Hearing Panel issues Reasons for Decision in the Matter of Laurier Capital Planning Inc.
Sept. 14/11 MFDA announces venue for Richard Hefford Hearing in Winnipeg, Manitoba
Sept. 14/11 MFDA sets dates for Hearing on the Merits in the Matter of Jennifer Killins
Sept. 12/11 MFDA Hearing Panel makes findings against David Vitch
Sept. 09/11 MFDA announces disciplinary proceeding in respect of Michael Labrick Harvey
Sept. 06/11 MFDA sets date for Hearing on the Merits in the Matter of Richard Hefford
Aug. 30/11 MFDA Hearing Panel makes findings against Gideon Wiseman
Aug. 25/11 MFDA Hearing Panel accepts Settlement Agreement with Queensbury Strategies Inc.
Aug. 23/11 MFDA Hearing Panel reserves judgment in the matter of Scott C. Armstrong
Aug. 15/11 MFDA Hearing Panel adjourns Richard Hefford first appearance
Aug. 11/11 MFDA Hearing Panel issues Reasons for Decision in the matter of Gillian Gibson-Sargeant
Aug. 11/11 MFDA announces disciplinary proceeding in respect of Jennifer Killins
Aug. 11/11 MFDA sets date for Hearing on the Merits in the Matter of Douglas Wellings
July 20/11 MFDA announces disciplinary proceeding in respect of Ajit Basi
July 15/11 MFDA announces disciplinary proceeding in respect of Richard Hefford
July 14/11 MFDA Hearing Panel accepts Settlement Agreement with Sentinel Financial Management Corp.
July 13/11 MFDA Hearing Panel reserves judgment in the matter of Gary A. Price
July 12/11 MFDA sets date for Hearing on the Merits in the Matter of Michael Darrell Harvey
July 08/11 MFDA commences Hearing on the Merits in the Matter of Scott Armstrong
July 07/11 MFDA Hearing Panel sets dates for Hearing on the Merits in the matter of Hsi Chun Chiang
July 07/11 MFDA Hearing Panel issues Decision and Reasons (Motions) in the matter of Conrad Nunweiler
July 06/11 MFDA confirms date and venue for Hearing on the Merits in the Matter of Gideon Wiseman
July 05/11 MFDA announces disciplinary proceeding in respect of Douglas Wellings
July 05/11 MFDA issues Notice of Settlement Hearing in respect of Queensbury Strategies Inc.
July 05/11 MFDA issues Notice of Settlement Hearing in respect of David Potter
June 28/11 MFDA Hearing Panel issues Reasons for Decision in the matter of Mark Lindsay
June 24/11 MFDA announces disciplinary proceeding in respect of Michael Darrell Harvey
June 22/11 MFDA issues Notice of Settlement Hearing regarding Sentinel Financial Management Corp.
June 21/11 MFDA Hearing Panel issues Decision and Reasons in the matter of James Woloshen
June 20/11 MFDA Hearing Panel issues Decision and Reasons in the matter of Patricia Cuthbert
June 20/11 MFDA Hearing Panel issues Decision and Reasons (Penalty) in the Matter of Marlene Legare
June 16/11 MFDA sets date for Hearing on the Merits in the Matter of Gregory Dickson
June 15/11 MFDA reschedules Hearing on the Merits in the Matter of M. Hershberg Capital Limited
June 10/11 MFDA Hearing Panel reserves judgment in the matter of James Woloshen
June 08/11 MFDA Hearing Panel issues Reasons for Decision in the matter of Carmine Mazzotta
June 07/11 MFDA announces venue for Scott Armstrong Hearing in Saint John, New Brunswick
June 07/11 MFDA sets date for penalty phase of Hearing on the Merits in the matter of Gary A. Price
June 02/11 MFDA Hearing Panel issues Reasons for Decision in the matter of Chris McAuley
June 02/11 MFDA Hearing Panel makes findings against Mark Lindsay
May 26/11 MFDA Hearing Panel reserves judgment on motions in the matter of Conrad Nunweiler
May 17/11 MFDA Hearing Panel sets date for Hearing on the Merits in the Matter of Gideon Wiseman
May 17/11 MFDA Hearing Panel issues Reasons for Decision in the Matter of Michael Franco
May 10/11 MFDA issues Notice of Hearing regarding Gregory Dickson
May 10/11 MFDA Hearing Panel issues Reasons for Decision in the Matter of Pan Chen
May 10/11 MFDA Hearing Panel issues Reasons for Decision in the Matter of Wijaysri Sivasubramanian
May 06/11 BCSC panel issues Decision in the matter of Tony Lin
May 04/11 MFDA Hearing Panel issues Reasons for Decision in the Matter of Connor Financial Corporation and Joel Connor
May 04/11 MFDA Hearing Panel adjourns Gideon Wiseman first appearance
Apr. 28/11 MFDA Hearing Panel accepts Settlement Agreement with Laurier Capital Planning Inc
Apr. 27/11 MFDA announces venue for next appearance in the matter of Conrad Nunweiler
Apr. 27/11 MFDA Hearing Panel issues Decision and Reasons (Misconduct) in the matter of Gary A. Price
Apr. 26/11 MFDA Hearing Panel reserves judgment in the matter of Marlene Legare
Apr. 21/11 MFDA Hearing Panel accepts Settlement Agreement with Gillian Gibson-Sargeant
Apr. 15/11 MFDA Hearing Panel makes findings against Wijaysri Sivasubramanian
Apr. 13/11 MFDA Hearing Panel issues Reasons for Decision in the Matter of Tadeusz Bytnar
Apr. 13/11 MFDA sets new dates for Hearing on the Merits in the Matter of James Woloshen
Apr. 12/11 MFDA to adjourn Hearing on the Merits in the Matter of James Woloshen
Apr. 11/11 MFDA Hearing Panel issues Decision and Reasons in the matter of Michael Ryan
Apr. 11/11 MFDA issues Notice of Hearing regarding Gideon Wiseman
Apr. 07/11 MFDA schedules next appearance in the Matter of Conrad Nunweiler
Apr. 06/11 MFDA Hearing Panel makes findings against Patricia Cuthbert
Apr. 06/11 MFDA adjourns Hearing on the Merits in the Matter of Carmel Toussaint
Apr. 04/11 MFDA sets dates for Hearing on the Merits in the Matter of Mark Lindsay
Mar. 30/11 MFDA sets dates for Hearing on the Merits in the Matter of Enzo DeVuono
Mar. 29/11 MFDA announces date for Settlement Hearing in the Matter of Gibson-Sargeant
Mar. 29/11 MFDA Hearing Panel issues Reasons for Decision in the matter of Stephen Smith
Mar. 29/11 MFDA sets dates for Hearing on the Merits in the Matter of David Vitch
Mar. 28/11 MFDA issues Notice of Hearing regarding Hsi Chun Chiang
Mar. 25/11 MFDA sets dates for Hearing on the Merits in the Matter of Scott Armstrong
Mar. 23/11 MFDA Hearing Panel makes findings against Chris McAuley
Mar. 22/11 MFDA Hearing Panel reserves judgment in the matter of Michael Ryan
Mar. 21/11 MFDA Hearing Panel issues Reasons for Decision in the matter of Luigi Ciardullo
Mar. 21/11 MFDA Hearing Panel issues Reasons for Decision in the matter of Sergio Gizzo
Mar. 21/11 MFDA announces venue for Laurier Capital Planning Inc. settlement hearing in Calgary, Alberta
Mar. 21/11 MFDA Hearing Panel issues Reasons for Decision in the matter of Mary Lambros
Mar. 11/11 MFDA issues Notice of Hearing regarding David Allan Vitch
Mar. 11/11 MFDA Hearing Panel accepts Settlement Agreement with Pan Chen
Mar. 10/11 MFDA Hearing Panel accepts Settlement Agreement with Mary Lambros
Mar. 09/11 MFDA sets dates for Hearing on the Merits in the Matter of M. Hershberg Capital Limited
Mar. 07/11 MFDA Hearing Panel issues Reasons for Decision in the Matter of Anthony MacFarlane
Mar. 07/11 MFDA issues Notice of Hearing regarding Enzo DeVuono
Mar. 07/11 MFDA adjourns Hearing on the Merits in the Matter of Pan Chen
Mar. 02/11 MFDA issues Notice of Hearing regarding Mark Lindsay
Mar. 01/11 MFDA Hearing Panel issues Decision and Reasons in the matter of Graham Hoard
Mar. 01/11 MFDA announces venue for Pan Chen Hearing in Vancouver, British Columbia
Feb. 28/11 MFDA announces time and venue for Patricia Cuthbert Hearing in Vancouver, British Columbia
Feb. 28/11 MFDA Hearing Panel accepts Settlement Agreement with Connor Financial Corporation and Joel Connor
Feb. 28/11 MFDA Hearing Panel issues Reasons for Decision in the matter of Christopher Jones
Feb. 23/11 MFDA Hearing Panel issues Reasons for Decision in the Matter of Partners In Planning Financial Services Ltd.
Feb. 23/11 MFDA Hearing Panel issues Reasons for Decision in the Matter of Zenon Smiechowski
Feb. 23/11 MFDA Hearing Panel issues Reasons for Decision in the matter of Calogero Arcuri
Feb. 23/11 MFDA Hearing Panel issues Reasons for Decision in the matter of Victor Lee
Feb. 18/11 MFDA Hearing Panel accepts Settlement Agreement in the matter of Anthony MacFarlane
Feb. 11/11 MFDA Hearing Panel makes findings against Tadeusz Bytnar
Feb. 11/11 MFDA Hearing Panel issues Reasons for Decision in the matter of ASL Direct Inc. and Adrian Samuel Leemhuis
Feb. 09/11 MFDA issues Notice of Hearing regarding Scott C. Armstrong
Feb. 09/11 MFDA Hearing Panel makes findings against Stephen Arnold Smith
Feb. 03/11 MFDA sets Hearing date in the Matter of Carmel Toussaint
Feb. 01/11 MFDA Hearing Panel accepts Settlement Agreement with Victor Lee
Feb. 01/11 MFDA Hearing Panel issues Reasons for Decision with respect to Bradley Gabrielson Settlement Hearing
Feb. 01/11 MFDA Hearing Panel issues Reasons for Decision in the Matters of Domenic Fanelli and Michele Torchia
Jan. 27/11 MFDA issues Notice of Settlement Hearing in the Matter of Laurier Capital Planning Inc.
Jan. 27/11 MFDA Hearing Panel sets date for next appearance in the Matter of M. Hershberg Capital Limited
Jan. 27/11 MFDA Hearing Panel adjourns Hearing on the Merits in the Matter of Conrad Nunweiler
Jan. 26/11 MFDA announces new date for Hearing on the Merits in the Matter of Connor Financial Corporation and Joel Gerrett Connor
Jan. 25/11 MFDA Hearing Panel makes findings against Michael Franco
Jan. 24/11 MFDA Hearing Panel accepts Settlement Agreement with Calogero Arcuri
Jan. 24/11 MFDA reschedules Hearing on the Merits in the Matter of Connor Financial Corporation and Joel Gerrett Connor
Jan. 21/11 MFDA Hearing Panel makes findings against Christopher Jones
Jan. 21/11 MFDA announces venue for Conrad Nunweiler Hearing in Vancouver, British Columbia
Jan. 20/11 MFDA Hearing Panel sets date for Hearing on the Merits in the Matter of Patricia Cuthbert
Jan. 18/11 MFDA Hearing Panel sets date for Hearing in the Matter of Laurier Capital Planning Inc.
Jan. 14/11 MFDA Hearing Panel hears submissions with respect to penalty in the Matter of Marlene Legare
Jan 14/11 MFDA announces venue for Michael Franco Hearing in Calgary, Alberta
Jan. 14/11 MFDA announces venue for Tadeusz Bytnar Hearing in Calgary, Alberta
Jan. 14/11 MFDA Hearing Panel hears further submissions in the Matter of Gary A. Price
Jan. 11/11 MFDA issues Notice of Hearing regarding Carmel Toussaint
Jan. 07/11 MFDA Hearing Panel makes findings against Sergio Gizzo
Jan. 06/11 MFDA issues Notice of Hearing regarding M. Hershberg Capital Limited
Jan. 05/11 MFDA issues Notice of Settlement Hearing regarding Victor Lee
Jan. 04/11 MFDA Hearing Panel issues Reasons for Decision in the matter of Excel Financial Growth Inc.

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