Consultations

  • Consultation Document Respecting the Development of Continuing Education (Ce) Requirements

    On January 12, 2017, the MFDA issued Bulletin #0711-P – Request for Comments on the Development of Continuing Education Requirements. Comments on the consultation are due April 28, 2017.

  • Consultation Regarding Cost Reporting for Investment Funds

    On December 18, 2015, the MFDA issued Bulletin #0671-PReport on Charges and Compensation – Consultation Regarding Cost Reporting for Investment Funds. Comments on the consultation were due by March 10, 2016.

  • Consultation Paper on Standards for Use of the Title “Financial Planner”

    On September 4, 2015, the MFDA issued Bulletin #0656-PConsultation Paper on Standards for Use of the Title “Financial Planner”. Comments on the Discussion Paper were due on or before December 4, 2015.
    The Summary of Comments was issued January 12, 2016.

  • Consultation Document (Proficiency Standard for Approved Persons Selling Exchange-Traded Funds (ETFs))

    Summary of Comments Regarding Proficiency Standard for Approved Persons Selling Exchange-Traded Funds (ETFs).

  • Request for Comments on the Development of Continuing Education Requirements

    On June 22, 2015, the MFDA issued Bulletin #0644-PRequest for Comments on the Development of Continuing Education Requirements. Comments on the Discussion Paper were due by September 21, 2015.
    The Summary of Comments on the Development of Continuing Education Requirements was issued December 1, 2015

  • IIROC Exemption from Upgrade Requirement/Elimination of Upgrade Requirement

    Summary of Comments Regarding IIROC Exemption from Upgrade Requirement/Elimination of Upgrade Requirement.