Rules

MFDA Rules set out detailed requirements for Members, including particulars respecting:

  • business structures
  • capital requirements
  • insurance
  • books and records
  • client reporting, and
  • business conduct
MFDA Rules (as amended January 19, 2017) English Pdf Icon French Pdf Icon English Accessible Icon French Accessible Icon

 

MFDA Rules were originally published on February 23, 2001. Please click here to view a list of amendments.

Questions regarding any aspect of our Rule Book should be directed to Membership Services via e-mail at membershipservices@mfda.ca, or via telephone at 416-361-6332 or 1-888-466-6332.