MFDA Rules set out detailed requirements for Members, including particulars respecting:

  • business structures
  • capital requirements
  • insurance
  • books and records
  • client reporting, and
  • business conduct

MFDA Rules
(as amended Dec. 1,2021)
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MFDA Rules were originally published on February 23, 2001. Please click here to view a list of amendments.

Questions regarding any aspect of our Rule Book should be directed to Membership Services via e-mail at, or via telephone at 416-361-6332 or 1-888-466-6332.