Month: May 2018

  • Strategic Goal #3 - Update

    Update   We will evaluate our regulatory standards and internal processes and ensure a professional and qualified staff to be recognized as an effective, progressive and responsible regulator. We will be a responsible regulator by: Assessing our regulatory requirements to ensure they continue to be relevant and appropriate Reviewing MFDA operations and processes to ensure
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  • Strategic Goal #2 - Collaborate & Educate

    Collaborate & Educate   We will collaborate with all stakeholders, share valuable information and engage in educational initiatives to enhance professionalism, improve investor outcomes and contribute to regulatory developments. We will collaborate and educate by: Strengthening advisor proficiencies and professionalism Working with Members to promote a culture of compliance Engaging with stakeholders and other regulators
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  • Strategic Goal #1 - Innovate

    Innovate   We support Member innovation that increases efficiencies and/or expands investor choice, while at the same time, meets regulatory requirements. We will support innovation by: Encouraging Members who intend to implement new technology to proactively collaborate with us Understanding the risks and benefits related to new products, services and technology Assessing our regulatory requirements
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  • Vision & Values

    MFDA VISION We protect investors by: Delivering responsible and effective regulation – We use risk-based, balanced and transparent processes and employ our regulatory expertise in a proactive manner in addressing industry developments to be a responsible and effective regulator. Strengthening collaboration, knowledge and expertise – We engage our stakeholders to share our collective expertise to
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