Month: June 2018

  • MFDA Households and Assets Under Administration by Province

    View Text Alternative Data Households and Assets under Administration Households and Assets under Administration by Province, excluding non-canadian households Province/Territory Households Assets Under Administration Alberta 963,000 Households $70.4 Billion AUA British Columbia 1.19 Million Households $91.1 Billion AUA Manitoba 312,000 Households $24.1 Billion AUA New Brunswick 156,000 Households $10.3 Billion AUA Newfoundland and Labrador 100,000
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  • What We Do

    Every day the MFDA works to ensure that: Investors receive suitable advice Investors receive accurate and complete information to make informed decisions Investors are treated fairly To accomplish this, on an ongoing basis we: Establish effective and appropriate regulatory requirements Inspect Member operations to assess compliance with regulatory requirements Monitor Members’ financial condition Investigate client
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  • Who We Are

    The MFDA performs a vital role in the wealth management industry by overseeing the conduct of its Members and the advisors they employ. While the MFDA’s regulatory mandate is to protect investors, we also support a regulatory compliant and diverse membership. Diversity benefits investors as it provides choices in advisory services and increases investor access
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  • Executive Summary

        Drivers of Change The MFDA operates in an environment that is continually changing. The drivers of change include new policy reforms within the securities industry, proposed changes to the regulatory framework in Canada, an aging Canadian demographic and, of course, the development of new technologies. Regulation within the financial services industry continues to
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