BULLETIN #0856-P

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Ian Strulovitch

Director, Communications and Public Affairs and Senior Legal Counsel

(416) 943-7425

istrulovitch@mfda.ca

BULLETIN #0856-P

March 16, 2021

MFDA Releases Roadmap for the Design and Implementation of a New Modern SRO

Further to the recent announcement in MFDA Bulletin #0852-P, the MFDA has released its Roadmap for the Design and Implementation of a New Modern SRO (Roadmap) which was developed in order to support the ongoing consultation of the Canadian Securities Administers Consultation on the SRO Framework (CSA Consultation Paper 25-402). The Roadmap sets out a clear and pragmatic path to achieve the goal of a new, single national SRO for Canada’s securities industry.

Going forward a core objective of the MFDA in any new SRO framework discussions will be to ensure the continuation of the important service and unique value that MFDA Members provide to retail investors in all demographics and communities across Canada.

Members may wish to review the News Release related to the release of the Roadmap for further details.

If Members have any comments or questions, please contact Ian Strulovitch at 416-943-7425 or istrulovitch@mfda.ca.

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