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Paige Ward

General Counsel, Corporate Secretary and Vice President, Policy

(416) 943-5838



December 21, 2021

CFR Conforming Amendments to MSN-0069 - (Suitability): Summary of Comments

On June 21, 2021, the MFDA published, for a 60-day comment period, proposed CFR conforming amendments to guidance set out under MFDA Staff Notice (MSN) 0069 – Suitability. The comment period expired on August 20, 2021 (see Bulletin #0863-P).

Three submissions were received in response to the request for comments: two from industry associations, and one from an investor advocate. Attached as Appendix “A” to this Bulletin is the summary of comments, along with the responses of MFDA staff.

Appendix “A”