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Order
File No. 201338






IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA


Re: Blair Addison



ORDER


WHEREAS on August 20, 2013, the Mutual Fund Dealers Association of Canada (the
“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA By-law No. 1 in
respect of a disciplinary proceeding commenced against Blair Addison (the “Respondent”);

AND WHEREAS the first appearance in this hearing was held before a hearing panel of
the Central Regional Council of the MFDA (the “Hearing Panel”) on October 23, 2013;

IT IS HEREBY ORDERED THAT:

1.
The Hearing on the Merits shall take place on January 28, 2014 commencing at
10:00 a.m. (Eastern), or as soon thereafter as the hearing can be held, in the MFDA
hearing room located at 121 King Street West, Suite 1000, Toronto, Ontario;

2.
MFDA Staff will provide disclosure to the Respondent’s counsel on or before
December 13, 2013; and

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3.
If at any time a non-party to this proceeding requests production of, or access to,
any materials filed in, or the record of, this proceeding, including all exhibits and
transcripts, then the MFDA Corporate Secretary shall not provide copies of, or access to,
the requested documents to the non-party without first redacting from them any and all
intimate financial or personal information, pursuant to Rules 1.8(2) and (5) of the MFDA
Rules of Procedure.


DATED this 23rd day of October, 2013.

“Terrance A. Sweeney”
Terrance A. Sweeney,

Chair

“Janet Himmeroder”
Janet Himmeroder,

Industry Representative

“David W. Kerr”
David W. Kerr,

Industry Representative
DM 358753 v2

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