
IN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA
Re: Shahin Golestani
Order
WHEREAS on September 25, 2017, the Mutual Fund Dealers Association of Canada (“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect of a disciplinary proceeding commenced against Shahin Golestani (“Respondent”);
AND WHEREAS the Notice of Hearing was served on the Respondent on October 10, 2017;
AND WHEREAS the first appearance in this proceeding took place by teleconference before the Chair of a hearing panel of the Pacific Regional Council of the MFDA (“Hearing Panel”) on November 29, 2017 at 10:00 a.m. (Pacific) in accordance with s. 19.13(b) of MFDA By-law No. 1;
AND WHEREAS counsel for Staff of the MFDA (“Staff”) and the Respondent’s counsel agreed on a schedule prior to the first appearance and made submissions to the Chair of the Hearing Panel at the first appearance with respect to scheduling and other procedural matters;
IT IS HEREBY ORDERED THAT:
- Subject to any further order of the Hearing Panel, the hearing on the merits in this matter shall take place before the Hearing Panel in Vancouver, British Columbia, at a venue to be determined, on May 8-9, 2018 commencing at 10:00 am (Pacific) each day, or as soon thereafter as the matter can be heard;
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Ian H. PitfieldIan H. PitfieldChair
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