Re:
Order
IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA
Re: Raymond Ho
ORDER
WHEREAS on April 17, 2012, the Mutual Fund Dealers Association of Canada (the
“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect
of a disciplinary proceeding commenced against Raymond Ho (the “Respondent”);
AND WHEREAS on April 23, 2012, the Notice of Hearing was personally served on the
Respondent as shown by the Affidavit of Autar Bains, and the exhibits attached thereto;
AND WHEREAS on May 28, 2012, a first appearance in this proceeding took place by
teleconference before a hearing panel of the Pacific Regional Council of the MFDA (the
“Hearing Panel”);
AND WHEREAS Staff of the MFDA and the Respondent attended by teleconference
and made submissions to the Hearing Panel at the first appearance with respect to scheduling and
other procedural matters;
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IT IS HEREBY ORDERED THAT the hearing of this matter on its merits shall take
place before the Hearing Panel at a venue to be determined in Vancouver, British Columbia, on
August 2, 2012, commencing at 10:00 a.m. (Pacific), or so soon thereafter as the matter can be
heard.
DATED this 28th day of May, 2012.
“Benjamin Casson”
The Hon. H. Benjamin Casson, Q.C.,
Chair
“Martha Kane”
Martha Kane,
Industry Representative
“Holly Millar”
Holly A. Millar,
Industry Representative
Doc 297855
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