
IN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA
Re: Mervin Evans Visneskie
Order
WHEREAS on January 18, 2016, the Mutual Fund Dealers Association of Canada (the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA Bylaw No. 1 in respect of a disciplinary proceeding commenced against Mervin Evans Visneskie (the “Respondent”);
AND WHEREAS the Respondent filed a Reply on March 31, 2016;
AND WHEREAS a first appearance took place on May 9, 2016 via teleconference before one public representative of a Regional Council acting on behalf of a Hearing Panel of the Central Regional Council of the MFDA (the “Hearing Panel”), pursuant to section 19.13(b) of MFDA Bylaw No. 1, and resulting in Order dated May 9, 2016;
AND WHEREAS a second appearance took place on November 21, 2016 via teleconference before one public representative of the Hearing Panel;
AND WHEREAS a third appearance took place on March 6, 2017 via teleconference before one public representative of the Hearing Panel;
AND UPON hearing the submissions of counsel for the Respondent and counsel for Staff of the MFDA at the third appearance with respect to various procedural matters;
IT IS HEREBY ORDERED THAT:
- The Hearing on the Merits as previously scheduled is adjourned, and is scheduled to proceed before the Hearing Panel in the MFDA hearing room located at 121 King Street West, Suite 1000, Toronto, Ontario on July 17-21, 2017 at 10:00 a.m. (Eastern) each day, or as soon thereafter as possible.
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W. A. Derry MillarW. A. Derry MillarChair
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