MFDA Order

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File No. 2016108

IN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Jason Andrew Savoy

Order

WHEREAS on December 16, 2016, the Mutual Fund Dealers Association of Canada (the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect of a disciplinary proceeding commenced against Jason Andrew Savoy (the “Respondent”);

AND WHEREAS on March 16, 2017, the first appearance in this proceeding was held by teleconference before one public representative of a Regional Council acting on behalf of a hearing panel of the Atlantic Regional Council of the MFDA (the “Hearing Panel”), pursuant to s. 19.13 of MFDA By-Law No. 1, who ordered that a further appearance in the proceeding take place on May 18, 2017;

AND WHEREAS on May 17, 2017, the MFDA announced that the appearance scheduled to take place on May 18, 2017, would be re-scheduled to take place on June 22, 2017;

AND WHEREAS an appearance by teleconference was held on June 22, 2017 as scheduled, during which counsel for the parties made submissions with respect to scheduling;

IT IS HEREBY ORDERED THAT:

  1. The Respondent shall serve and file a Reply by July 31, 2017;
  2. Staff shall deliver its disclosure in accordance with Rule 10 of the MFDA Rules of Procedure by September 11, 2017;
  3. The Respondent shall deliver his disclosure, if any, in accordance with Rule 10 of the MFDA Rules of Procedure by September 18, 2017; and
  4. The parties shall by re-attend before the Hearing Panel on September 25, 2017 in order to schedule the hearing on the merits.

DATED: Jun 22, 2017

"George MacDonald"

George MacDonald

Chair


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