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Order

Re:

Order

Order
File No. 201632




IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Donald Jacob St. John


ORDER
(ARISING FROM APPEARANCE ON JUNE 21, 2016)



WHEREAS on April 12, 2016, the Mutual Fund Dealers Association of Canada (the
“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect
of a disciplinary proceeding commenced against Donald Jacob St. John (the “Respondent”);

AND WHEREAS on June 6, 2016, the first appearance in this proceeding was held as
scheduled before one public representative of a Regional Council acting on behalf of a hearing
panel of the Central Regional Council of the MFDA (the “Hearing Panel”), pursuant to s. 19.13
of MFDA By-Law No. 1;

AND WHEREAS the first appearance was adjourned, on a peremptory basis, to June 21,
2016;

AND WHEREAS on June 21, 2016, counsel for Staff of the MFDA made submissions
to the Chair of the Hearing Panel with respect to scheduling and other procedural matters;

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AND WHEREAS on June 21, 2016, the Respondent failed to attend;

IT IS HEREBY ORDERED THAT:

1.
The hearing of this matter on its merits shall take place before the Hearing Panel on
September 14, 2016, commencing at 9:30 a.m. (Eastern), or as soon thereafter as the matter can
be heard, in the hearing room at the offices of the MFDA, located at 121 King Street West, Suite
1000, Toronto, Ontario.


DATED this 21st day of June, 2016.

“Mark J. Sandler”
Mark J. Sandler

Chair

DM 490645 v1

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