MFDA Order

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File No. 202117

IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Edward Henry MacDermaid

Order

(ARISING FROM SECOND APPEARANCE ON JULY 14, 2021)

WHEREAS on May 17, 2021, the Mutual Fund Dealers Association of Canada (the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect of a disciplinary proceeding commenced against Edward Henry MacDermaid (the “Respondent”) which shall take place before a hearing panel of the Atlantic Regional Council (the “Hearing Panel”);

AND WHEREAS on June 11, 2021, the first appearance in this proceeding was held by videoconference before one public representative of a Regional Council (the “Chair”) acting on behalf of the Hearing Panel pursuant to section 19.13(b) of MFDA By-law No. 1, at which time an order was issued on consent scheduling a second appearance to take place on July 14, 2021;

AND WHEREAS the second appearance in this matter was held by videoconference before the Chair acting on behalf of the Hearing Panel pursuant to section 19.13(b) of MFDA By-law No. 1;

AND UPON hearing the submissions of the Respondent (self-represented) and counsel for Staff of the MFDA with respect to scheduling and other procedural matters;

IT IS HEREBY ORDERED THAT:

  1. Subject to any further order of the Hearing Panel, the hearing of this matter on its merits shall take place by electronic hearing before the Hearing Panel on September 8, 2021, commencing at 10:00 a.m. (Atlantic), or as soon thereafter as the matter can be heard.

DATED: Jul 14, 2021

"George MacDonald"

George MacDonald

Chair


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