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Order

Re:

Order

Order

File No. 200720



IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Paul Edward Lloyd

ORDER

WHEREAS on October 26, 2007, the Mutual Fund Dealers Association of
Canada (the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of
MFDA By-law No. 1 in respect of a disciplinary proceeding commenced against Paul
Edward Lloyd (the “Respondent”);

AND WHEREAS the Respondent served and filed a Reply in accordance with
Rule 8.1(1) of the MFDA Rules of Procedure;

AND WHEREAS the first appearance in this hearing took place by
teleconference call before a Hearing Panel of the Central Regional Council of the MFDA
(the “Hearing Panel”) on December 6, 2007;

AND WHEREAS the Respondent attended the first appearance in person;

IT IS HEREBY ORDERED THAT
the hearing of this matter on its merits shall
take place before the Hearing Panel in the hearing room located at 121 King Street West,
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Suite 1000, Toronto, Ontario on Tuesday, February 12, 2008 commencing at 11:00 a.m.
(Eastern) or as soon thereafter as the hearing can be held.

DATED this 6th day of December, 2007.

Per: “John B. Webber”

The Hon. John B. Webber, Q.C., Chair

Per: “Selwyn Kossuth”

Selwyn Kossuth, Industry Representative

Per: “Sandy Grant”

Sandy Grant, Industry Representative

Doc 127078
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