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Order

Re:

Order


Order

File No. 200909




IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Barry L. Adams



ORDER

WHEREAS on April 6, 2009, the Mutual Fund Dealers Association of Canada
(the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA By-
law No. 1 in respect of a disciplinary proceeding commenced against Barry L. Adams
(the “Respondent”);

AND WHEREAS the first appearance in this proceeding took place by
teleconference before a hearing panel of the Atlantic Regional Council of the MFDA (the
“Hearing Panel”) on Friday, June 12, 2009;

AND WHEREAS the Respondent and Staff of the MFDA made submissions to
the Hearing Panel at the first appearance with respect to scheduling and other procedural
matters;
IT IS HEREBY ORDERED THAT:
1.
MFDA Staff shall provide documentary disclosure to the Respondent in
accordance with Rule 10 of the MFDA Rules of Procedure on or before Friday,
July 31, 2009;
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2.
The Respondent shall provide documentary disclosure to MFDA Staff on or
before Friday, August 14, 2009; and
3.
The hearing of this matter on its merits shall take place before the Hearing Panel
on Thursday, October 29, 2009 at 10:00 a.m. (Atlantic) in Saint John, New Brunswick or
as soon thereafter as the hearing can be held.

DATED this 15th day of June, 2009.

Per:
“Thomas J. Lockwood”

Thomas J. Lockwood, Q.C., Chair

Per:
“David Losier”

David Losier, Industry Representative

Per:
“Scott Kay”

Scott Kay, Industry Representative

Doc 181198
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