Skip to Main Content

Order

Re:

Order


Order
File No. 200910





IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: William Todd Gillick



ORDER


WHEREAS on March 31, 2009, the Mutual Fund Dealers Association of Canada
(the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA By-
law No. 1 in respect of a disciplinary proceeding commenced against William Todd
Gillick (the “Respondent”);

AND WHEREAS the Respondent was served with the Notice of Hearing on
March 31, 2009 in accordance with Rule 4.2(1)(c) of the MFDA Rules of Procedure;

AND WHEREAS the Respondent served a Reply on the MFDA on April 24,
2009;

AND WHEREAS the first appearance in this hearing was held before a hearing
panel of the Central Regional Council of the MFDA (the “Hearing Panel”) on June 11,
2009;

AND WHEREAS the Respondent, through his counsel, attended the first
appearance by teleconference;
Page 1 of 2

IT IS HEREBY ORDERED THAT the hearing of this matter on its merits shall
take place before the Hearing Panel on August 19, 2009 commencing at 10:00 a.m.
(Eastern) or as soon thereafter as the hearing can be held in the hearing room located at
121 King Street West, Suite 1000, Toronto, Ontario.

DATED this 11th day of June, 2009.

Per: “Edward Saunders”

The Hon. Edward Saunders, Q.C., Chair

Per:

“Sandy
Grant”

Sandy Grant, Industry Representative

Per: “Selwyn Kossuth”

Selwyn Kossuth, Industry Representative













Doc 176998
Page 2 of 2