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Order

Re:

Order

Order
File No. 200914





IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Michael Rosenfelder



ORDER


WHEREAS on June 25, 2009, the Mutual Fund Dealers Association of Canada
(“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA
By-law No. 1 in respect of a disciplinary proceeding commenced against Michael
Rosenfelder (“Respondent”);

AND WHEREAS the Respondent was served with the Notice of Hearing on July
7, 2009 in accordance with Rule 4.2(c) of the MFDA Rules of Procedure;

AND WHEREAS the Respondent served and filed a Reply on July 14, 2009;

AND WHEREAS the first appearance in this proceeding took place by
teleconference before a hearing panel of the Central Regional Council of the MFDA (the
“Hearing Panel”) on July 28, 2009;

AND WHEREAS the Respondent, through his counsel, attended the first
appearance;

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AND WHEREAS Staff and counsel for the Respondent made submissions to the
Hearing Panel at the first appearance with respect to scheduling;

IT IS HEREBY ORDERED THAT:

1.
The hearing of this matter on its merits shall be held on April 20, 2010 in the
hearing room located at the offices of the MFDA at 121 King Street West, Suite 1000,
Toronto, Ontario, commencing at 10:00 a.m. (Eastern) or as soon thereafter as the matter
can be heard.

DATED this 28th day of July, 2009.

Per:
“Fred Kaufman”

The Hon. Fred Kaufman, C.M., Q.C., Chair

Per:
“Sandy Grant”

Sandy Grant, Industry Representative

Per:
“Robert White”

Robert White, Industry Representative

Doc 181064

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