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Order

Re:

Order


Order

File No. 200923




IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1
OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Ben Alden Kaley


ORDER

WHEREAS on June 24, 2009, the Mutual Fund Dealers Association of Canada
(the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA By-
law No. 1 in respect of a disciplinary proceeding commenced against Ben Alden Kaley
(the “Respondent”);

AND WHEREAS the first appearance in this proceeding took place by
teleconference before a hearing panel of the Atlantic Regional Council of the MFDA (the
“Hearing Panel”) on Tuesday, August 18, 2009;

AND WHEREAS the Respondent was unavailable to attend the teleconference,
but provided his consent to Staff of the MFDA to set a date after October 15, 2009 for the
hearing of this matter on its merits;
IT IS HEREBY ORDERED THAT:
1.
Staff of the MFDA shall provide documentary disclosure to the Respondent in
accordance with Rule 10 of the MFDA Rules of Procedure on or before Friday, October
9, 2009;

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2.
The Respondent shall file a Reply, if any, to the Notice of Hearing on or before
Monday, November 9, 2009; and
3.
The hearing of this matter on its merits shall take place before the Hearing Panel
on Thursday, December 3, 2009 at 10:00 a.m. (Atlantic).

DATED this 18th day of August, 2009.

Per: “Thomas
J.
Lockwood”

Thomas J. Lockwood, Q.C., Chair

Per:
“Ann
Etter”

Ann Etter, Industry Representative

Per:
“Remy
Richard”

Remy Richard, Industry Representative

Doc 183036

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