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Order

Re:

Order


Order
File No. 201208


IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA


Re: Leslie Duncan McIntosh



ORDER


WHEREAS on November 9, 2012, the Mutual Fund Dealers Association of Canada (the
“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA By-law No. 1 in
respect of a disciplinary proceeding commenced against Leslie Duncan McIntosh (the
“Respondent”);

AND WHEREAS on November 19, 2012, the Notice of Hearing was served on the
Respondent as shown by the Affidavit of Anne Dyer, and the exhibits attached thereto;

AND WHEREAS on January 24, 2013, a first appearance in this proceeding took place
by teleconference before a hearing panel of the Prairie Regional Council of the MFDA (the
“Hearing Panel”);

AND WHEREAS Staff of the MFDA and the Respondent through Counsel via
teleconference made submissions to the Hearing Panel at the first appearance with respect to
scheduling and other procedural matters;
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IT IS HEREBY ORDERE D THAT the hearing of this matter on its merits shall take
place before the Hearing Panel at a venue to be announced in Calgary, Alberta, on May 13, 2013
commencing at 10:00 a.m. (Mountain), or as soon thereafter as the matter can be heard.


DATED
this 24th day of January, 2013.

“Alan V. M. Beattie”
Alan V. M. Beattie, Q.C.,

Chair

“Nada Israeli”
Nada Israeli,

Industry Representative

“Greg Wiebe”
Greg Wiebe,
Industry Representative

Doc 326722
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