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Order

Re:

Order


Order
File No. 201253






IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA


Re: Zhengwen (Katherine) Qi and Xiaodan (Bonnie) Huang



ORDER


WHEREAS on December 19, 2012, the Mutual Fund Dealers Association of Canada
(the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA By-law No.
1 in respect of a disciplinary proceeding commenced against Zhengwen (Katherine) Qi and
Xiaodan (Bonnie) Huang (the “Respondents”);

AND WHEREAS on February 10, 2013, Zhengwen (Katherine) Qi delivered a Reply to
the Notice of Hearing;

AND WHEREAS on February 11, 2013, Xiaodan (Bonnie) Huang delivered a Reply to
the Notice of Hearing;

AND WHEREAS the first appearance in this proceeding took place by teleconference
before a hearing panel of the Central Regional Council of the MFDA (the “Hearing Panel”) on
February 13, 2013;

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AND WHEREAS Staff of the MFDA and the Respondents made submissions to the
Hearing Panel at the first appearance with respect to scheduling and other procedural matters

IT IS HEREBY ORDERED THAT the hearing of this matter on its merits shall take
place on May 29 and 30, 2013 at 10:00 a.m. (Eastern), or as soon thereafter as the hearing can be
held, in the hearing room located at 121 King Street West, Suite 1000, Toronto, Ontario;


DATED this 13th day of February, 2013.

“Frederick H. Webber”
Frederick H. Webber,

Chair

“Robert C. White”
Robert C. White,

Industry Representative

“Guenther Kleberg”
Guenther Kleberg,

Industry Representative

DM 329632 v2
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