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Order

Re:

Order

Order
File No. 201259






IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA


Re: Ricardo John Cavalli



ORDER



WHEREAS on March 1, 2013, the Mutual Fund Dealers Association of Canada (the
“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect
of a disciplinary proceeding commenced against Ricardo John Cavalli (the “Respondent”);

AND WHEREAS the first appearance in this hearing was held before a hearing panel of
the Prairie Regional Council of the MFDA (the “Hearing Panel”) on April 18, 2013;

1.
The hearing of this matter on its merits shall be held on October 2, 2013,
commencing at 10:00 a.m. (Mountain) or as soon thereafter as the matter can be heard, at
a venue to be announced; and

2.
The parties shall reconvene by teleconference on September 16, 2013 at 10:00
a.m. (Mountain) to make submissions to the Hearing Panel with respect to procedural
matters.

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DATED this 18th day of April, 2013.

“Shelley Miller”
Shelley Miller,

Chair

“Patricia Kloepfer”
Patricia Kloepfer,

Industry Representative

“Marc Albert”
Marc Albert,
Industry Representative

DM 350828 v2
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