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Order

Re:

Order

Order
File No. 201305





IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Shawn Bolt



ORDER


WHEREAS on March 15, 2013, the Mutual Fund Dealers Association of Canada (the
“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA By-law No. 1 in
respect of a disciplinary proceeding commenced against Shawn Bolt (the “Respondent”);

AND WHEREAS the first appearance in this matter was held by teleconference before a
hearing panel of the Central Regional Council of the MFDA (the “Hearing Panel”) on May 8,
2013;

AND WHEREAS counsel for Staff of the MFDA and the Respondent attended the first
appearance by teleconference and made submissions to the Hearing Panel with respect to
scheduling and other procedural matters;

IT IS HEREBY ORDERED THAT the hearing of this matter shall take place before
the Hearing Panel in the hearing room located at the offices of the MFDA at 121 King Street
West, Suite 1000, Toronto, Ontario on September 25, 2013 at 10:00 a.m. (Eastern), or as soon
thereafter as the matter can be heard.

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DATED this 8th day of May, 2013.

“John B. Webber”
The Hon. John B. Webber, Q.C.,

Chair

“Brigitte Geisler”
Brigitte Geisler,

Industry Representative

“Ron Willis”
Ron Willis,
Industry Representative

DM 340716 v2

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